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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Masterworks Advisers, LLC

location

NEW YORK, NY

0 Disclosures

ADVISOR BIO

Nickolas Fairley is an Investment Advisor Representative with Masterworks Advisers, LLC. Nickolas has been in the financial industry since 2016, and has a background in providing investment advice to individuals, and portfolio management for pooled investment vehicles. Nickolas' previous experience includes roles at BRIGHTHOUSE SECURITIES, LLC, Legg Mason Investor Services, LLC, Profunds Distributors, Inc., KESTRA INVESTMENT SERVICES, LLC, and ARETE WEALTH MANAGEMENT, LLC. Nickolas has passed the Series 6, Series 7TO, SIE and Series 66 exams. Nickolas is registered in New York and Texas.

SPECIALIZATIONS

Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

MINNEAPOLIS, MN

experience

7 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nickolas Bradley Johnson is a financial advisor with RBC Capital Markets, LLC, with over 2 years of experience in the financial industry. Nickolas is a Series 7, Series 63, Series 86, and Series 87 licensed representative, and has been active in the industry since 2017. Nickolas's experience has been with both RBC Capital Markets, LLC and Piper Jaffray & Co. Nickolas currently works at the Minneapolis branch of RBC Capital Markets, LLC, serving a variety of clients including high net worth individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Saturna Capital Corp.

location

BELLINGHAM, WA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Nickolas Vitalis is an investment advisor representative with Saturna Capital Corp. Nickolas has been in the industry since February 2019 and holds the Series 7TO, SIE, and Series 66 licenses. Nickolas Vitalis is registered in California, Idaho, Oregon, and Washington for securities and in California, Illinois, Indiana, Maryland, Michigan, New York, Ohio, Texas, Virginia, and Washington for investment advising. Nickolas is a financial advisor representative with Saturna Capital Corp.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

CIG Asset Management, Inc.

location

SOUTHFIELD, MI

experience

11 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nickolas Roeder is a registered representative with CIG Asset Management, Inc. and has been in the industry since 2014. Nickolas Roeder holds the Series 7 and Series 66 licenses and is an Investment Advisor Representative with CIG Asset Management, Inc. Nickolas Roeder has prior experience at Fidelity Brokerage Services LLC, Scottrade, Inc., Edward Jones, and AXA Advisors, LLC.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Vanguard Advisers, Inc.

location

Malvern, PA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Nickolas Turk is a registered investment advisor representative with Vanguard Advisers, Inc. Nickolas has been in the securities industry since November 2021 and is currently registered with the states of Pennsylvania and Texas. Nickolas has earned Series 66, Series 7, and SIE licenses, and is also registered as an investment advisor representative in Pennsylvania.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

MINNEAPOLIS, MN

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Nickolas Lee Holper is an investment advisor representative at RBC Capital Markets, LLC. Nickolas has been in the financial industry since March 2007. Nickolas has a Series 66, Series 24, Series 99TO, SIE, and Series 7 licenses. Nickolas has a branch office located in Minneapolis, Minnesota. Nickolas is registered with the states of California, Massachusetts, and Minnesota. Nickolas Holper specializes in services for private and public employee benefit plans, endowment funds, foundations, family trusts and various capital/operating funds, as well as financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Aliya Capital Partners LLC | CFA ® (Certifications)

location

MIAMI, FL

0 Disclosures

ADVISOR BIO

Nickolas Abrarpour is an Investment Adviser Representative with Aliya Capital Partners LLC, an affiliated RIA under common control with the firm. Nickolas is a Chartered Financial Analyst and holds a Series 3, Series 7, Series 63 and Series 65 licenses. Nickolas has over 10 years of experience in the financial services industry, with previous roles at LESTE USA, Planner Securities LLC, SAFRA SECURITIES LLC, BTG PACTUAL US CAPITAL, LLC, MORGAN STANLEY, and J.P. MORGAN SECURITIES LLC. In addition to working with Aliya Capital Partners LLC, Nickolas also serves as a business developer with Savvy Invest, assisting with web and mobile trading platform app development.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

PLANO, TX

0 Disclosures

ADVISOR BIO

Nickolas Bortells is an investment advisor representative at Fisher Investments. Nickolas has been with the firm since November 2018, and has experience in the financial services industry since 2014. Nickolas holds a Series 65 license and is registered with the state of Texas.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
PORTFOLIO ASSESSMENT
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Bridges Investment Management Inc.

location

OMAHA, NE

0 Disclosures

ADVISOR BIO

Nickolaus Lee Shannon is an investment advisor representative at Bridges Investment Management Inc., located in Omaha, NE. Nickolaus has been in the industry since 2013 and has experience working with various firms, including Edward Jones, Pruco Securities, LLC., Insource Financial Advisors, Ameritas Investment Company, LLC., Ameritas Advisory Services, LLC., Ameritas Insurance Company, Woodbury Financial Services Inc., OSAIC WEALTH, INC., and Bridges Investment Management Inc.. Nickolaus has a Series 66, Series 24, Series 26, SIE and Series 7. Nickolaus's primary focus is on providing portfolio management for businesses, individuals, investment companies, and pooled investment vehicles, as well as financial planning, pension consulting, educational seminars, securities research services and selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SECURITIES RESEARCH SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Goldman Sachs & Co. LLC

location

DEERFIELD, IL

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Nickolaus Rill is a financial advisor with over 10 years of experience in the financial services industry. Nickolaus is currently registered with Goldman Sachs & Co. LLC in Deerfield, IL. Previously, Nickolaus was employed by Mercer Allied Company, L.P. in Deerfield, IL, and Goldman Sachs & Co. LLC in New York, NY. Nickolaus holds the Series 6, Series 7, Series 63, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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