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Portfolio Management for Investment Companies Advisors
5,918 Results
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Sarasota, FL

experience

18 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Joseph R. Topolski is a financial advisor with Cambridge Investment Research Advisors, Inc. Joseph has been working in the financial services industry since 2007. Joseph is registered as a broker-dealer (Series 7, 63 and SIE) and an investment advisor (Series 65). Joseph has experience in providing financial advice to both individuals and businesses. Joseph is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Towers Watson Investment Services, Inc.

location

St. Louis, MO

0 Disclosures

ADVISOR BIO

Joseph Auger is a registered investment advisor representative for Towers Watson Investment Services, Inc. Joseph has been in the industry since August 2013. The firm has 118 clients with $51,371,522,113 in assets under management. Joseph's firm offers other advisory services, including financial planning and pension consulting. Joseph specializes in retirement planning, estate planning and investment management.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
SEE SCHEDULE D, MISCELLANEOUS, FOR A DESCRIPTION OF OTHER ADVISORY SERVICES
Portfolio Management for Pooled Investment Vehicles
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

HARRISBURG, PA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Joseph Anthony Cooper is a financial advisor with Cambridge Investment Research Advisors, Inc. Joseph has been working in the financial services industry since March 25, 2002. Joseph is registered with the state of Pennsylvania and has been registered with the firm since January 4, 2010. Joseph also holds a Series 7, Series 63, and Series 65 licenses. Joseph is an independent insurance agent for various insurance companies. Joseph is also the general manager for a kids' football club. Joseph is an active member of the financial services industry and is committed to providing his clients with the best possible service.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Berlin, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Joseph Christopher Glowka is a financial advisor with Cambridge Investment Research Advisors, Inc., located in Berlin, CT. Joseph has been in the financial services industry since May 2016. Joseph is licensed in the state of Connecticut. Prior to Cambridge, Joseph worked at Lincoln Financial Securities Corporation and Invest Financial Corporation. Joseph provides financial planning services and portfolio management for individuals and businesses. Joseph is also an Investment Advisor Representative for Cambridge Investment Research Advisors, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed
location

MORRISTOWN, NJ

0 Disclosures

ADVISOR BIO

Joseph Nole is an investment advisor representative associated with Corient. Joseph has been in the financial services industry since 2013 and holds a Series 65 license. Joseph has experience working with various clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles, financial planning, pension consulting, market timing services, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Wormleysburg, PA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Josh William Cesare is a financial advisor based in Wormleysburg, PA. Josh has been in the industry since 2007 and is currently registered with Cambridge Investment Research Advisors, Inc.. Previously, Josh was with Voya Financial Partners, LLC, Nationwide Investment Services Corporation, MetLife Securities Inc., Cornerstone Institutional Investors, Inc. and Nationwide Securities, Inc. Josh is licensed to provide financial advice in Pennsylvania and New York and holds Series 6, 63, and 65 licenses. Josh also holds the SIE exam. Josh specializes in providing financial advice to individuals, businesses, high-net-worth individuals, charitable organizations and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

GWN Securities Inc.

location

PALM BEACH GARDENS, FL

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Josh Diller is a financial advisor associated with GWN Securities Inc. Josh is currently registered with the state of Florida and is Series 26, SIE, and Series 6TO licensed. Josh has been in the financial industry since May 1, 2022 and specializes in investment company products, market timing, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Bradenton, FL

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Joshiwa Fayne Graham is a financial advisor with Cambridge Investment Research Advisors, Inc. Joshiwa is registered with the state of Florida, as well as in Texas, where Joshiwa's office is located. Joshiwa has been working in the financial industry since 2019.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Chicago, IL

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Joshua Garrett Miller is an investment advisor representative who has been active in the industry since November 19, 2019. Joshua Garrett Miller is currently registered with Cambridge Investment Research Advisors, Inc. in Florida and Illinois. Joshua Garrett Miller is also a registered investment advisor representative in Florida and Illinois. Previously, Joshua Garrett Miller was registered with Ameriprise Financial Services, LLC in California, Florida and Rhode Island. Joshua Garrett Miller also previously worked for Fortune Financial Services, Inc. in California. Joshua Garrett Miller holds the Series 63, Series 65, Series 7TO and SIE licenses. Joshua Garrett Miller has a strong history of working in the financial services industry, including experience with Allstate Insurance, Fresh Air Group of Cleveland, Lunar Cow Publishing, Integrity Financial, and Kent State University.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Sewickley, PA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Joshua Mounce is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Sewickley, Pennsylvania. Joshua has been working in the financial services industry since 2019 and holds Series 7TO, SIE, and Series 66 licenses. Joshua is registered with Cambridge Investment Research Advisors, Inc. and has worked with Citizens Securities, Inc. and Raymond James Financial Services, Inc in the past. Joshua provides financial planning and investment advisory services to a variety of clients, including individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services

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