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Educational Seminars & Workshops Advisors in Tennessee
5,989 Results
Unclaimed

UBS Financial Services Inc.

location

KNOXVILLE, TN

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Siler jr. is a financial advisor with UBS Financial Services Inc., a firm with over $700 billion in regulatory assets under management. Thomas has been in the financial industry since 1998, providing financial advice to individuals, corporations, and other entities. Thomas is registered in multiple states as a broker-dealer and investment advisor. He has passed the Series 7, Series 63, Series 65, and SIE exams. Thomas’s previous experience includes roles at J.C. Bradford & Co. and Landoak Securities, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Steward Partners Investment Advisory, LLC | CFP ® (Certifications)

location

Franklin, TN

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Doerfler is a financial advisor with Steward Partners Investment Advisory, LLC. Thomas has been in the industry since 2009 and is registered with the state of Tennessee and Alabama and Texas. Thomas is also a Certified Financial Planner. Thomas's experience includes working at Raymond James Financial Services, Inc. and Southwestern Investment Group. Thomas's specializations include Investment Advisory Services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
FINANCIAL CONSULTING
Unclaimed

Trusco Investment Management, LLC

location

NASHVILLE, TN

0 Disclosures

ADVISOR BIO

Thomas Fairfax Landstreet is an Investment Advisor Representative at Trusco Investment Management, LLC and is registered with the state of Tennessee. Thomas has over 20 years of experience in the financial industry. Thomas is a licensed financial professional and has passed the Series 7, Series 24, Series 63, and Series 66 exams. His previous experience includes positions at Wiley Bros.-Aintree Capital, LLC, Curtiswood Capital, LLC, IRC Securities, Avondale Partners, LLC, SunTrust Capital Markets, Inc. and The Robinson-Humphrey Company, LLC. Thomas specializes in financial planning, portfolio management for individuals and businesses, and the selection of other advisors. He has a strong understanding of the financial markets and a commitment to providing his clients with personalized financial advice.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

FRANKLIN, TN

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Fields is a financial advisor with over 23 years of experience in the financial services industry. He is currently registered with Raymond James & Associates, Inc. in Franklin, TN. His previous experience includes positions with WELLS FARGO CLEARING SERVICES, LLC in Nashville, TN and A.G. EDWARDS & SONS, INC. in Nashville, TN. He holds the Series 7, Series 31, Series 63 and Series 65 licenses. Thomas Fields offers a variety of financial services to clients, including financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

KINGSPORT, TN

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Dixon has been in the financial services industry since February 3, 1998. Thomas is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., where Thomas has been employed since December 1997. Thomas is currently licensed in Tennessee and Texas.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Raymond James & Associates, Inc.

location

KNOXVILLE, TN

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Michael Barnes is a financial advisor with Raymond James & Associates, Inc. Thomas has been a Registered Representative since December 2007 and is licensed to provide investment advice in a number of states. He has previously been affiliated with Morgan Keegan & Company, Inc. and Edward Jones. Thomas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. He is active in the community and is a business owner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Private Advisor Group, LLC

location

Smithville, TN

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Janney is a financial advisor with Private Advisor Group, LLC, based in Smithville, TN. Thomas has been in the financial services industry since 1998. Thomas is registered with the state of Tennessee and is also a Registered Representative. Thomas holds the Series 6, 7, 26, and 63 licenses. Thomas specializes in retirement planning, investment management, insurance, and estate planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITATION/REFERRAL
Publication of Financial Periodicals
Unclaimed

Fidelity Personal AND Workplace Advisors | CFP ® (Certifications)

location

FRANKLIN, TN

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Bauer is a financial advisor with Fidelity Personal AND Workplace Advisors. Thomas has been in the financial services industry since 2013. Thomas is licensed to provide investment advice in Alabama, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Missouri, New Jersey, New York, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Wisconsin. Thomas has a Series 6, 7, 63, 65, and 66 securities license. Thomas is a Certified Financial Planner. Thomas has experience working for Jackson National Life Distributors LLC and Fortune Financial Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NASHVILLE, TN

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Panagon is a registered investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Nashville, Tennessee. Thomas has been in the securities industry since July 2011. Prior to joining Merrill Lynch, Thomas was associated with Carty & Company, Inc. Thomas has a broad range of experience in the financial services industry and holds a number of licenses and certifications.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CHATTANOOGA, TN

experience

31 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Tucker Dunbar is a financial advisor with over 30 years of experience in the financial services industry. Thomas currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with WELLS FARGO CLEARING SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Thomas is a licensed broker-dealer and investment advisor representative. He is registered in 15 states including California, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Nebraska, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia, and the District of Columbia. Thomas holds Series 7, Series 63, and Series 65 licenses as well as the Securities Industry Essentials (SIE) exam. Thomas provides a variety of services including financial planning, portfolio management for businesses and individuals, and pension consulting.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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