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Financial Advisors in Maryland
10,173 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HUNT VALLEY, MD

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Casey Russel Cheek is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Casey has been in the industry since 2016 and holds the Series 63, Series 66, Series 7 and SIE licenses. Casey also has a Series 9 and Series 10 licenses. Casey works with a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Northwestern Mutual Investment Services, LLC

location

OWINGS MILLS, MD

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Casey Goldman is a financial professional registered with Northwestern Mutual Investment Services, LLC and has been in the industry since July 30, 2015. Casey holds licenses Series 6, 7, 63, and SIE and is registered with the following states: California, Colorado, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, and Virginia. Casey is located in OWINGS MILLS, MD.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Raymond James & Associates, Inc.

location

CHEVY CHASE, MD

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Casey Nicole Fiora is a registered representative with Raymond James & Associates, Inc. and is a financial advisor with over 4 years of experience in the financial services industry. Casey Fiora holds Series 7 and Series 66 licenses and has been registered in multiple states. Casey Fiora has previously worked for Morgan Stanley, where they provided financial services to clients. Casey Fiora is committed to providing a comprehensive range of financial planning and investment advisory services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

LPL Financial LLC

location

GAITHERSBURG, MD

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Casey Douglas Craig is an active financial advisor with over 20 years of experience in the financial services industry. Casey is registered with LPL Financial LLC, a large financial services firm headquartered in Fort Mill, South Carolina. Casey specializes in providing investment advice and financial planning services to individuals, families, and businesses. Casey previously worked with MML Investors Services, LLC, Cambridge Investment Research, Inc., and Securian Financial Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Catharine Fairley Planning Group LLC | CFP ® (Certifications)

location

FREDERICK, MD

0 Disclosures

ADVISOR BIO

Catharine Fairley is an Investment Adviser Representative associated with Catharine Fairley Planning Group LLC. Catharine is also a Certified Financial Planner. Catharine has been in the industry since June 1999. Catharine's firm specializes in financial planning. Catharine Fairley Planning Group LLC does not have any employees. Catharine is also the owner of Catharine Fairley, CPA LLC, which is a CPA firm.

SPECIALIZATIONS

Financial Planning Services
Unclaimed

RBC Capital Markets, LLC

location

HAGERSTOWN, MD

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Catharine Weber is a registered representative with RBC Capital Markets, LLC. She has been working in the financial services industry since December 2022. Catharine holds Series 7, 66 and SIE licenses and is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia and Wyoming. Catharine has a background in business, and she is committed to providing her clients with the highest level of service and expertise. She is passionate about helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

PFS Investments Inc.

location

ELLICOTT CITY, MD

experience

7 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Catherine Lynn Hettinger is a registered representative with PFS Investments Inc. Catherine has been in the industry since July 2017. Catherine holds the Series 6, Series 26, and Series 63 licenses. Catherine is licensed in Maryland and Virginia. Catherine is affiliated with the Ellicott City, MD branch office of PFS Investments Inc.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

BEL AIR, MD

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Catherine Christine Cronauer is a financial advisor registered with Wells Fargo Clearing Services, LLC. Catherine has been in the financial industry since 1996 and holds Series 7, 9, 10, 31, and 63 securities licenses as well as Series 65 investment advisor license. Catherine has worked with several firms including Citigroup Global Markets Inc and Legg Mason Wood Walker, Incorporated. Catherine has a client base of high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and corporations or other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Clearing Services, LLC

location

COLUMBIA, MD

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Catherine Aglipay is a financial advisor registered with Wells Fargo Clearing Services, LLC. Catherine has been in the financial services industry since 2007. Catherine works in the Columbia, MD office of Wells Fargo Clearing Services, LLC. Catherine has been registered with Wells Fargo Clearing Services, LLC since 2022. Catherine's previous employers include J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investing, LLC, Capital One Investment Services LLC, Folger Nolan Fleming Douglas Incorporated, MML Investors Services, LLC, Commonwealth Financial Network, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Morgan Stanley & Co. LLC

location

Baltimore, MD

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Catherine Blake is a financial professional with Morgan Stanley & Co. LLC and has been in the industry since February 2020. Catherine's professional designations include the Series 99TO and SIE exams. Catherine's current employment is with Morgan Stanley & Co. LLC. Catherine's employment history is not currently available.

SPECIALIZATIONS

No specializations listed.

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