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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Ameriprise Financial Services, LLC

location

HENDERSON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Braxton Scales is an investment advisor representative registered with Ameriprise Financial Services, LLC. Braxton has been active in the financial services industry since 2018 and is registered in Kentucky. Braxton has passed the Uniform Combined State Law Examination, the General Securities Representative Examination and the Securities Industry Essentials Examination. Braxton is registered to provide investment advice in Kentucky.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOUISVILLE, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Braxton Timothy Day is an active registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., licensed in Kentucky and Texas. Braxton has been in the industry since November 2022, and is currently registered with 53 states for securities and 2 states for investment advisory services. Braxton holds the Series 7, 66, and SIE licenses. Braxton works out of the Louisville, KY office.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Braydon Benedum is an investment advisor representative with Fidelity Personal And Workplace Advisors. Braydon is licensed in Kentucky and Ohio, and has earned the Series 7TO, Series 66, and SIE licenses. Braydon has experience in the financial services industry for several years, having worked with various firms in different roles.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

DANVILLE, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Breece Hayes is a financial professional with Northwestern Mutual Investment Services, LLC. Breece has been in the financial industry for 2 years. They have a Series 63, SIE, and Series 6TO licenses. Breece has been a registered representative since May 9, 2023, and is registered to sell securities in Kentucky, Ohio, and Tennessee.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Breezell Lynn-louise Miller is a financial advisor with Fidelity Brokerage Services LLC. Breezell has been in the industry since June 30, 2021. Breezell is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and SIE licenses. Breezell is registered to provide investment advice in 53 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Brenda Bunzel is a financial advisor with over 20 years of experience in the financial services industry. Brenda is currently registered with Fidelity Brokerage Services LLC. Brenda has held previous positions at Fidelity Investments Institutional Services Company, Inc. and National Financial Services LLC. Brenda is licensed to conduct business in all 50 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Stifel, Nicolaus & Company, Inc.

location

LOUISVILLE, KY

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Brenda Falkenstein is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Louisville, KY. Brenda has been in the industry since April 1988. Brenda has been registered with Stifel since July 2007. Brenda is licensed to provide financial advice in Kentucky and Indiana.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

LOUISVILLE, KY

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Brenda Lynn Patchin is a financial professional who has been in the industry since April 2012. Currently, Brenda is registered with Robert W. Baird & Co. Inc. Prior to this, Brenda was registered with J.J.B. HILLIARD, W.L. LYONS, LLC in Louisville, KY. Brenda's licenses include Series 99 and the Securities Industry Essentials Examination. Brenda specializes in various financial areas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Brendan McDermott is a financial advisor with Fidelity Personal And Workplace Advisors. Brendan has been working in the financial services industry since 2020. Brendan is licensed to provide investment advice in 53 states and the District of Columbia. Brendan is registered with FINRA and the Securities Investor Protection Corporation. Brendan is also registered as an investment advisor representative in Kentucky, Ohio and Texas.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

MAYSVILLE, KY

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Brendan Allen Bussell is a financial advisor at Edward Jones, specializing in providing financial planning and investment management services to individuals, businesses, and retirement plans. Brendan has been in the financial industry since May 2013 and is registered to offer securities and investment advisory services in numerous states. Brendan holds the Series 7, Series 66, and SIE licenses. Brendan is also actively involved in the community, serving as a director for Lighthouse Farm Corporation and as a caretaker for clients in the Maysville, Kentucky area.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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