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Financial Advisors in Kentucky
5,932 Results
Unclaimed

State Farm Investment Management Corp.

location

Louisville, KY

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Ryan Baker is a financial advisor with State Farm Investment Management Corp. and has been in the industry since 2017. Ryan is registered with FINRA and the states of Indiana and Kentucky as a registered investment advisor representative. Ryan's current employment is with State Farm Investment Management Corp. Ryan has previously worked at State Farm VP Management Corp. and Mike Wyman Insurance Agency. Ryan has a Series 6, Series 63, and Series 65 license as well as the SIE exam. Ryan is also an insurance agent and owns Ryan Baker's Insurance Agency.

SPECIALIZATIONS

Portfolio Management for Investment Companies
Unclaimed

Robert W. Baird & Co. Inc.

location

LOUISVILLE, KY

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Ryan Hardin is a financial advisor with Robert W. Baird & Co. Inc. Ryan has been in the industry since 2015. Ryan's experience includes a previous role with J.J.B. HILLIARD, W.L. LYONS, LLC. Ryan is registered to provide investment advice in Kentucky. Ryan holds a Securities Industry Essentials Examination (SIE) and a Series 99 Operations Professional Examination.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed
location

BENTON, KY

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Ryan James Murphy is a financial advisor at Edward Jones. Ryan has been in the industry for over six years, and has a Series 7, Series 66 and SIE license. Ryan has over 20 state licenses, and is registered in both Broker-Dealer and Investment Advisor capacities. Ryan is also a licensed advisor in Texas, but not an Investment Advisor there. Ryan is a member of the Financial Industry Regulatory Authority (FINRA), which is the self-regulatory organization for brokerage firms and financial advisors in the United States. Ryan has worked in the past for a number of companies including Microsoft and Best Buy.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

THE O.n. Equity Sales Co.

location

LEXINGTON, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Ryan Fitch is a securities professional with The O.n. Equity Sales Co. Ryan is registered with FINRA and has passed the General Securities Representative Examination and the Securities Industry Essentials Examination. Ryan is located in Lexington, Kentucky.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fifth Third Securities, Inc.

location

OWENSBORO, KY

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Ryan Anthony Oberhausen is a financial advisor with Fifth Third Securities, Inc. Ryan has been in the industry since 2001 and holds the Series 63, 65, 7 and SIE licenses. Ryan has a wide range of experience in the financial services industry. Ryan is registered to provide investment advisory services in Kentucky, Indiana and several other states. Ryan has extensive experience providing financial planning, portfolio management, and selection of other advisors. Ryan is committed to helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Ryan Klug is a registered representative with Fidelity Brokerage Services LLC and has been in the industry since April 2016. Ryan holds the Series 63, Series 7, Series 9 and Series 10 securities licenses. Ryan is based in Covington, Kentucky and specializes in financial advising.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC

location

LOUISVILLE, KY

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

S. Butch Shaw is a financial advisor with over 20 years of experience in the industry. Butch is currently registered with LPL Financial LLC and is licensed in Indiana and Kentucky. Butch has a background in accounting and holds the Series 7, Series 66 and SIE licenses. Butch previously worked at 1st Global Capital Corp. in Dallas, TX. In addition to providing investment advice, Butch also provides financial planning, consulting and other non-discretionary advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Avant-Garde Wealth | CFP ® (Certifications)

location

Smiths Grove, KY

0 Disclosures

ADVISOR BIO

Sabina Lewis, a Certified Financial Plannerâ„¢, is an Investment Advisor Representative at Avant-Garde Wealth in Smiths Grove, Kentucky. Sabina has been working in the financial services industry since August 2014 and has a wide range of experience. Before joining Avant-Garde Wealth, Sabina worked at Yeske Buie, Virtual Handoff, LLC, and Journey Financial Management, LLC. Sabina is registered with the state of Kentucky as an Investment Advisor Representative and is also registered with the state of Texas. Sabina's practice specializes in financial planning for individuals, providing educational seminars, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Individuals
Unclaimed

Private Client Services, LLC

location

LOUISVILLE, KY

experience

14 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Sabine Kudmani Stovall is a registered investment advisor representative with Private Client Services, LLC. Sabine is a seasoned professional with over 11 years of experience in the financial services industry. Sabine has a strong track record of providing personalized financial advice and wealth management services to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Sabrina Parker is a financial advisor with Fidelity Brokerage Services LLC. Sabrina has been in the industry since 2023. Sabrina holds the Series 7TO, Series 63 and SIE licenses. Sabrina is registered with the Financial Industry Regulatory Authority (FINRA) and 53 state securities regulators, including Kentucky. Sabrina is currently licensed in all 50 states, Puerto Rico, the Virgin Islands and the District of Columbia. Sabrina's office is located at 100 Howe Drive, Covington, KY 41015.

SPECIALIZATIONS

No specializations listed.

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