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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Robert W. Baird & Co. Inc.

location

Louisville, KY

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Philip Davis Parish is an active financial advisor with Robert W. Baird & Co. Inc. Philip has over 30 years of experience in the financial services industry. Philip has a wide range of experience in financial planning, portfolio management for businesses, individuals, and investment companies, and provides other advisory services. Philip has registrations in 35 states and holds the Series 7, 63, and 65 licenses. Philip is a seasoned professional who can help you achieve your financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Robert W. Baird & Co. Inc.

location

HOPKINSVILLE, KY

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Philip Faulkner is a registered investment advisor with over 40 years of experience in the industry. Philip is associated with Robert W. Baird & Co. Inc. in the HOPKINSVILLE, KY branch office. Philip is registered in multiple states as a broker and an investment advisor. Philip has been a financial professional since 1983 and has previously worked at J.J.B. HILLIARD, W.L. LYONS, LLC. Philip holds Series 63, SIE and Series 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Eagle Strategies LLC

location

LOUISVILLE, KY

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Philip Mix is a registered representative with Eagle Strategies LLC. Philip has been in the financial services industry for 6 years. Philip has passed the Series 6, Series 63 and SIE exams. Philip specializes in financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals. Philip has an office located in LOUISVILLE, KY.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

LEXINGTON, KY

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Philip Griffin is a financial professional with over 30 years of experience in the industry. He currently holds an active registration with the state of Kentucky as an investment advisor representative and is affiliated with Northwestern Mutual Investment Services, LLC. Philip has a diverse background and has previously held roles at Robert W. Baird & Co. Incorporated. His licenses include Series 6, 7, 63, and 66 and he also holds the SIE designation. Philip provides investment research and referrals to other advisors as well as other services to his clients.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Phillip Littrell is a financial advisor with Fidelity Personal AND Workplace Advisors. Phillip has been in the financial industry since June 16, 2019 and has a combined 53 state registrations. Phillip has also passed the Series 7, Series 63, Series 66, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOUISVILLE, KY

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Phillip Gordon is a financial advisor with over 10 years of experience in the industry. Phillip is currently registered with J.p. Morgan Securities LLC and has a Series 6, Series 63 and SIE license. Phillip has previous experience with WADDELL & REED and FIFTH THIRD SECURITIES, INC.. Phillip is based in LOUISVILLE, KY and specializes in helping individuals and businesses with their financial needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Sunstreet Securities, LLC

location

BOWLING GREEN, KY

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Phillip Perry is a registered representative with Sunstreet Securities, LLC and has been in the securities industry since 1986. Phillip has been registered with Sunstreet Securities, LLC since 2010 and was previously registered with Sammons Securities Company, LLC, ING Financial Partners, Inc., and Locust Street Securities, Inc. Phillip is licensed to sell securities in Alabama, Arizona, Florida, Indiana, Kentucky, Ohio, Tennessee, and Texas. Phillip provides financial planning and portfolio management services for individuals and businesses. Phillip is a Series 6, Series 26, and Series 63 licensed representative.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Tony Walker Financial

location

BOWLING GREEN, KY

0 Disclosures

ADVISOR BIO

Phillip Walker is a Registered Investment Advisor Representative associated with Tony Walker Financial, a firm headquartered in Bowling Green, Kentucky. Phillip Walker has been in the industry since 1989, and holds the Series 6, 63, and 65 licenses. Phillip Walker specializes in financial planning and portfolio management. Phillip Walker has a focus on high-net-worth individuals and individuals other than high-net-worth. Tony Walker Financial has been serving clients in the financial services industry since 2010. The firm provides financial planning and portfolio management services to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Unclaimed
location

Louisville, KY

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Phillip Samuel Hanna is a financial advisor with Morgan Stanley. Phillip has been in the financial services industry since May 1999. Phillip is registered with both FINRA and the state of Kentucky. Phillip works with a variety of clients including insurance companies, investment companies, and individuals. Phillip's firm, Morgan Stanley, is one of the largest financial services firms in the world. Phillip's firm provides a wide range of financial services including asset allocation advice, financial planning, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOUISVILLE, KY

experience

44 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Phillip Gross is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., who has been in the industry since 1981. Gross has a variety of licenses and registrations, including Series 63, 65, 7, and SIE, and holds registrations in 27 states. Phillip Gross has been a registered representative with Merrill Lynch since 1981 and has worked with the firm for over 40 years. Gross specializes in providing financial advice to a wide range of clients, including individuals, corporations, and charitable organizations. Gross's investment philosophy is based on a long-term, value-oriented approach, with a focus on helping clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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