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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

John Joseph Dyer is a financial advisor at Fidelity Personal And Workplace Advisors. John has been in the financial industry since 2007. John's firm manages assets between $1 billion and $10 billion. John Joseph Dyer is registered in 52 states. John Joseph Dyer specializes in financial planning, portfolio management for individuals and businesses, and providing educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

W&S Brokerage Services, Inc.

location

RUSSELL, KY

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

John Large is a licensed investment professional with over 20 years of experience in the securities industry. John currently works for W&S Brokerage Services, Inc., a full-service brokerage firm. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 26, and Series 63 licenses, allowing John to provide a wide range of investment services. John's expertise includes investment company products, variable contracts, and financial planning.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

LOUISVILLE, KY

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

John Weldon Smith is an Ameriprise Financial Services, LLC registered representative with over 30 years of experience in the financial services industry. John Weldon Smith has a strong background in providing financial planning and investment advisory services to individuals, businesses, and institutions. John Weldon Smith is registered to provide investment advisory services in Indiana, Kentucky, Ohio and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

LOUISVILLE, KY

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

John Daniel Rivers is a financial advisor with over 33 years of experience in the financial services industry. John currently works at Northwestern Mutual Investment Services, LLC in Louisville, KY. John has a broad range of experience in the industry and holds several licenses and certifications including Series 6, 7, 9, 10, 12, 63, 65, and 99TO. Prior to joining Northwestern Mutual Investment Services, LLC, John was a financial advisor at ROBERT W. BAIRD & CO. INCORPORATED. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds securities licenses in 51 states and the District of Columbia.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed
location

MUNFORDVILLE, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

John Trousdale is an investment advisor representative and registered representative for Edward Jones. John has been in the financial services industry for over 30 years and has a wide range of experience in providing financial advice to individuals and businesses. John holds a Series 7TO, Series 66, and SIE license and is registered in 20 states. John is based in Munfordville, Kentucky, and works out of the Edward Jones office located at 201 MAIN STREET.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Proactive Advisors, LLC

location

LEXINGTON, KY

0 Disclosures

ADVISOR BIO

John L. York is an investment advisor representative with Proactive Advisors, LLC. John is registered with the state of Kentucky. John has a Series 65 license. John's specializations include Retirement planning, asset allocation, portfolio management for individuals and businesses. John has been in the industry since January 2020. John also helps rent and manage family-owned real estate.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
RETIREMENT PLANNING & ASSET ALLOCATION SERVICES
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

1 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Lewis is an investment advisor representative registered with Fidelity Personal And Workplace Advisors. John is licensed in 52 states and has been in the industry since 2024. John's specialties include financial planning, portfolio management, and education seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

HENDERSON, KY

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

John Paton Hodge is a financial advisor registered with Robert W. Baird & Co. Inc. John has been in the securities industry since 1986 and has a broad range of experience. John holds licenses for both broker-dealer and investment advisory activities in many states across the country. The advisor's professional experience includes time with J.J.B. HILLIARD, W.L. LYONS, LLC and E. F. HUTTON & COMPANY INC. John is located at the Henderson, KY branch office.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Nylife Securities LLC

location

LEXINGTON, KY

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

John William Marcum has been in the financial services industry since November 2, 1983 and is currently registered with Nylife Securities LLC. John has experience in the financial services industry in a variety of roles, including working with ProEquities, Inc., American General Securities Incorporated, USLIFE Equity Sales Corp., Chubb Securities Corporation, Fortis Investors, Inc., and Titan Capital Corporation. John has a strong track record of success in the industry and is committed to providing clients with personalized financial advice and guidance. John has held various securities licenses in the past including Series 6, 22, and 63 licenses. John holds the Series 63, SIE, and Series 22 licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

E. S. Barr & Co.

location

LEXINGTON, KY

0 Disclosures

ADVISOR BIO

John Maddox is a registered investment advisor representative with E. S. Barr & Co., located in Lexington, Kentucky. John has been in the securities industry since June 1993. John's current registrations include a Series 63 license. John specializes in providing investment advice to individuals, corporations, charitable organizations, pension and profit sharing plans, and pooled investment vehicles.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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