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Financial Advisors in Kentucky
5,932 Results
Unclaimed
location

Louisville, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Alec R. Pfriem is a financial advisor registered with Morgan Stanley in Louisville, Kentucky. Alec has been in the industry since June 2024. Alec is registered with the Securities and Exchange Commission (SEC) and holds the Series 66, Series 7TO, and SIE licenses. Alec's firm has an approximate asset amount of $10 billion - $50 billion. Morgan Stanley provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, individuals, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Alec Smith is a registered representative with Fidelity Personal And Workplace Advisors. Alec has been in the industry since July 2021 and holds Series 7, 63 and 66 licenses. Alec is registered in 55 states. In addition to working as an investment advisor, Alec also coaches a basketball team.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cerity Partners LLC | CFP ® (Certifications)

location

LOUISVILLE, KY

0 Disclosures

ADVISOR BIO

Alec Christian Broughton is an Investment Advisor Representative at Cerity Partners LLC in Louisville, KY. Alec is a Certified Financial Planner, and holds a Series 65 license. Alec has been in the financial services industry since January 2018 and is registered to provide investment advice in Kentucky.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC

location

LEXINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Alejandro Sensat Estevez is a registered representative with J.p. Morgan Securities LLC. Alejandro has been in the industry since 2021 and holds the Series 63, Series 6TO, and SIE licenses. Alejandro is based out of the Lexington, Kentucky branch office. The firm has a broad range of advisory services including financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Churchill Financial, LLC

location

LOUISVILLE, KY

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Alesia Amelia Mullis is a registered investment advisor representative with Churchill Financial, LLC. Alesia has been in the industry since 1997 and has held various positions in the financial services industry. Currently, Alesia is also the President and CCO of Churchill Financial Advisors, LLC. Alesia is licensed in Arkansas, Indiana, Kentucky and Texas. Alesia has a diverse range of experience, with a focus on individual and business portfolio management.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

LOUISVILLE, KY

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

A. leslie Hornback has been a registered representative in the financial services industry since 1995. A. leslie is currently registered with LPL Financial LLC and Horizon Wealth Management, LLC. A. leslie has passed the Series 63, Series 65, Series 7, and SIE exams. A. leslie is licensed in 18 states and has experience in providing financial planning and consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Alessandro Vicino is a financial advisor with Fidelity Brokerage Services LLC. Alessandro is licensed to provide securities advice in all 50 states and the District of Columbia. Alessandro has passed the General Securities Representative Examination, the Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination. Alessandro joined Fidelity Brokerage Services LLC in 2021.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fifth Third Securities, Inc.

location

LOUISVILLE, KY

experience

15 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alex Linderman is a financial advisor at Fifth Third Securities, Inc. Alex has been in the securities industry for over 14 years, specializing in providing financial planning and portfolio management for individuals and businesses. Alex has also been registered with PNC Investments since 2011. Alex holds the Series 6, 7, 63, and 66 securities licenses, as well as the SIE exam. Alex is registered with the state of Kentucky and many other states. In addition to Alex's work as a financial advisor, Alex is also an owner/photographer for Linderman Photo in Louisville, Kentucky.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM
Unclaimed

J.p. Morgan Securities LLC

location

DANVILLE, KY

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Alex Wagner is an investment advisor representative at J.p. Morgan Securities LLC. Alex is registered with the state of Kentucky for both securities and investment advisor activities and is also registered with the state of Texas for investment advisor activities. Alex has been working in the financial services industry since 2010. Alex has also worked for HD Vest Investment Services and McDaniel Wealth Management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Private Client Services, LLC

location

LOUISVILLE, KY

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Alex Lindle is a financial advisor with Private Client Services, LLC. Alex has been in the financial industry since 1999. Alex holds the Series 7, Series 66, and Series 24 licenses. Alex is registered to offer investment advisory services in Kentucky, Indiana, Missouri, Florida, Louisiana, Maryland, Nevada, New York, North Carolina, South Carolina, Texas, and Illinois. Alex's other business activities include providing non-securities based insurance products. Alex is committed to providing personalized financial advice and investment solutions to clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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