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Financial Planning Services Advisors in Florida
23,139 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

AVENTURA, FL

experience

42 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Richard Irwin Sommers is an investment advisor representative at Wells Fargo Clearing Services, LLC in Aventura, Florida. Richard has been working in the securities industry since November 1982. Richard has passed the Series 63, Series 7, and SIE exams, as well as the Uniform Investment Adviser Law Examination. Richard is currently registered with the states of Alabama, California, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Maryland, Michigan, Missouri, Nevada, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, and Washington. Richard has previously been employed by Morgan Stanley and Citigroup Global Markets Inc. Richard is also an executor for his brother's estate.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Osaic Wealth, Inc.

location

CORAL SPRINGS, FL

experience

22 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Richard Kiesel is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with Osaic Wealth, Inc. in Florida and North Carolina. Prior to joining Osaic Wealth, Inc. Richard was a registered representative with Securities America, Inc. for over 15 years. Before joining Securities America, Inc. Richard was a registered representative with NFP Securities, Inc. He has also held previous positions at Commonwealth Financial Network and Morgan Stanley DW Inc. Richard is a Series 66, Series 31 and Series 7 licensed professional. He is also a licensed insurance agent. Richard offers a range of financial services, including financial planning, investment management, and insurance planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

JACKSONVILLE, FL

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Richard Joseph Gerrity is a financial advisor with over 30 years of experience in the industry. Richard has been with LPL Financial LLC since January 2000. Richard is registered with the state of Florida and Texas, and holds a Series 6, 7, 22, 24 and 63 license. Richard has a proven track record of success in providing investment advice to individuals, families, and businesses. Richard is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

NAPLES, FL

experience

45 Years Experience

0 Disclosures

ADVISOR BIO

Richard Bernstein is a financial advisor with over 40 years of experience. Richard currently works with LPL Financial LLC. Prior to LPL Financial LLC, Richard Bernstein worked with RAYMOND JAMES & ASSOCIATES, INC., MORGAN KEEGAN & COMPANY, INC., WACHOVIA SECURITIES, LLC, A. G. EDWARDS & SONS, INC., JW CHARLES SECURITIES,INC., JW CHARLES SECURITIES, INC., CLAYTON SECURITIES SERVICES, INC., BERKSHIRE SECURITIES LTD INC and ADAMS, BLOCK & COE SECURITIES, INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

BOCA RATON, FL

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

Richard Weisshaut is an active investment advisor representative and investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has been in the securities industry since November 5, 1981. Richard has passed the Series 63, Series 65, Series 7, and SIE exams. Richard is registered in 37 states and the District of Columbia. Richard’s client base includes individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies, banking or thrift institutions, and state or municipal government entities. Richard's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with over $1 trillion in assets under management. The firm provides a variety of investment services, including portfolio management, financial planning, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

LPL Financial LLC

location

GAINESVILLE, FL

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Richard Fabiani is a financial advisor in Gainesville, FL, and has been working in the financial services industry since 1992. Richard is a registered representative of LPL Financial LLC. Richard has been registered with the SEC and FINRA since 1992. Prior to joining LPL Financial LLC, Richard was an advisor at Lincoln Financial Advisors Corporation. Richard is a Series 6 and Series 63 licensed advisor. Richard is also a registered Investment Advisor in Florida and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Equitable Advisors, LLC

location

PALM BEACH, FL

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Richard Todd Sweet is a financial advisor with Equitable Advisors, LLC. Richard is licensed in 21 states and has been in the financial industry since 1987. Richard offers a variety of services including financial planning, portfolio management for individuals and businesses, and pension consulting. Richard is also registered with FINRA and is a member of the Series 7 and Series 66.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

SARASOTA, FL

experience

49 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Richard Mandel Stern is an Investment Advisor Representative associated with Raymond James & Associates, Inc. Richard has been in the industry since 1976. Richard's career spans several firms, including Robert W. Baird & Co. Incorporated, Citigroup Global Markets Inc., Kidder, Peabody & Co. Incorporated, and Blunt Ellis & Loewi Incorporated. Richard holds Series 63, 65, and 7 licenses, and has taken the SIE and PC exams. Richard is also a registered representative in 23 states. Richard provides services such as financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

International Assets Investment Management, LLC

location

ORLANDO, FL

experience

42 Years Experience

disclosure

7 Disclosures

ADVISOR BIO

Richard Robert Fulton is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with International Assets Investment Management, LLC. Richard's previous experience includes roles with Morgan Stanley, Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., Gulfstream Financial Associates, Inc., Palm Beach Financial, Inc., Vandeman & Fulton Securities, Inc., and First Jersey Securities, Inc. Richard's specializations include investment advisory services for high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. Richard also provides financial planning and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SARASOTA, FL

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Richard Austin Pond is an investment advisor representative with over 23 years of experience in the financial services industry. Richard Pond is currently registered with LPL Financial LLC and Private Advisor Group, LLC. Richard Pond has been active in the industry since May 22, 2000. Pond holds licenses for both securities and investment advising.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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