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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

City National Rochdale

location

La Jolla, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Douglas is a registered representative with City National Rochdale. Christopher has been in the securities industry since February 2020. Christopher specializes in providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Christopher is registered in California and New York.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC

location

WOODLAND HILLS, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Russo is a financial advisor at Wells Fargo Clearing Services, LLC, with experience in the industry since 2016. Christopher holds Series 66, 7 and SIE licenses. Christopher is registered with FINRA and the states of Arizona, California, Colorado, Florida, Georgia, Iowa, Nevada, Oklahoma and Texas. Christopher has experience working with high-net-worth individuals, corporations and other businesses, and has a focus on providing investment consulting services to institutional clients. Christopher offers financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Fidelity Personal AND Workplace Advisors

location

IRVINE, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Fuller is a registered representative with Fidelity Personal and Workplace Advisors. Christopher has been in the securities industry since June 29, 2017. Christopher is licensed in 21 states and has passed the Series 63, Series 66, Series 7 and SIE exams. Christopher specializes in financial planning, portfolio management for individuals and businesses, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Christopher Abernethy is a financial advisor with LPL Financial LLC. Christopher has been in the financial services industry for over 4 years. He is registered with the state of California and Oklahoma, and has passed the Series 7TO, Series 66 and SIE exams. Christopher is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. His office is located in SAN DIEGO, CA. He is also registered with the state of Arizona, Oklahoma and Texas. Christopher is a dedicated financial advisor who is committed to helping his clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

ALISO VIEJO, CA

0 Disclosures

ADVISOR BIO

Christopher Nordlund is an investment advisor representative with NFP Retirement Inc. Christopher has been in the industry since 2016 and has experience with retirement planning, financial planning, and investment advisory services. Christopher has a Series 66 license and a Series 7 license. Prior to joining NFP Retirement Inc., Christopher worked with Kestra Investment Services, LLC, Kestra Advisory Services, LLC, CRI Securities, LLC, and Securian Financial Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
RESEARCH REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS
Unclaimed

J.p. Morgan Securities LLC

location

IRVINE, CA

experience

12 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Christopher C. Delos-santos is a financial advisor with J.P. Morgan Securities LLC, located in Irvine, CA. Christopher has over 10 years of experience in the financial services industry, having previously worked at Chase Investment Services Corp. Christopher holds the Series 6, Series 63, and SIE licenses. Christopher is registered in California, Maryland, Nevada and Pennsylvania.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher McBee is an investment advisor representative at J.P. Morgan Securities LLC. Christopher has been in the industry since 2022. Christopher holds the Series 66, Series 7TO and SIE licenses. Christopher is registered with FINRA and in 53 states and the District of Columbia. Christopher is also registered as an investment advisor representative in Texas and California. Christopher specializes in a variety of investment services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Irvine, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Labelle is a financial advisor at Morgan Stanley. Christopher has been in the industry since 2003 and has been registered with the firm since 2014. Christopher has a wide range of experience in financial services, including securities, investment company products, and variable contracts. Christopher is registered in multiple states and holds Series 6, 7, 31, and 66 licenses. Christopher is also a Registered Representative with FINRA and is currently licensed to offer securities and investment advisory services in California and Texas. Christopher has worked at Morgan Stanley since 2014 and has held positions at Morgan Stanley Private Bank. Christopher provides financial planning services, portfolio management, and asset allocation advice. Christopher's primary focus is on providing high-quality financial advice to high-net-worth individuals, corporations, and other institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

UBS Financial Services Inc.

location

SAN DIEGO, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Pennington is a financial advisor with UBS Financial Services Inc., based in San Diego, California. Christopher has been a registered representative since November 6, 2000, and has worked in the financial industry for over two decades. Christopher holds the Series 7, Series 31, and Series 66 licenses and has extensive experience in portfolio management for individuals and businesses. UBS Financial Services Inc. is a large firm with over $700 billion in assets under management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SANTA CLARA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Villaflor is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the financial services industry since October 2022. Christopher has a Series 66, a Series 7TO, and a SIE license. Christopher is registered to provide investment advice in Arizona, California, Florida, Nevada, Oregon, Texas, and Washington.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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