Years of Experience
5-20+ Years
IRVINE, CA
24 Years Experience
0 Disclosures
ADVISOR BIO
Thomas Chi Kim is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Thomas has been working in the financial services industry since March 2001 and has been registered with Wells Fargo Clearing Services, LLC since January 2011. Thomas is licensed in 20 states and holds the following licenses: Series 7, Series 63, Series 66, and SIE. Thomas is an experienced financial advisor who can help clients with a variety of financial planning needs.
SPECIALIZATIONS
LONG BEACH, CA
11 Years Experience
0 Disclosures
ADVISOR BIO
Thomas Trauger is a financial advisor currently registered with Wells Fargo Advisors Financial Network, LLC. He holds a Series 7, 6, 63, and 66 license and is also a Series 24 principal. Thomas has been working in the financial industry since 2013. Prior to joining Wells Fargo, he was registered with UBS Financial Services Inc and Sagepoint Financial, Inc. His office is located in Long Beach, CA and he is registered to offer investment advice in multiple states across the country.
SPECIALIZATIONS
GRASS VALLEY, CA
0 Disclosures
ADVISOR BIO
Thomas Seltzer is an investment advisor representative with Arrow Wealth Advisors. Thomas has been in the financial services industry since 1991. Prior to joining Arrow Wealth Advisors, Thomas was with LPL Financial LLC. Thomas is registered to offer advisory services in Texas. Thomas is a Series 6, 7, 63, and 66 licensed professional.
SPECIALIZATIONS
LA JOLLA, CA
8 Years Experience
0 Disclosures
ADVISOR BIO
Thomasina Griffiths is a financial professional registered with MML Investors Services, LLC and is licensed to conduct business in California. Thomasina has been in the financial industry since 2016, working with both individuals and businesses. Thomasina has a wide range of experience in providing financial planning, investment management, and retirement planning services.
SPECIALIZATIONS
CARLSBAD, CA
25 Years Experience
0 Disclosures
ADVISOR BIO
Thomasina Sanchez is a financial advisor who has been in the industry since 2000. She currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and has been there since 2022. Previously, Thomasina has worked for MORGAN STANLEY SMITH BARNEY LLC and MORGAN STANLEY & CO. INCORPORATED. Thomasina holds the Series 7, Series 31, Series 63, and Series 65 licenses. Thomasina Sanchez is registered in multiple states, including California, Texas, Alabama, Arizona, and Colorado. Thomasina Sanchez provides investment advisory services to individuals, corporations, and retirement plans.
SPECIALIZATIONS
SAN JOSE, CA
16 Years Experience
0 Disclosures
ADVISOR BIO
Thomas J. Bisceglia is an advisor at UBS Financial Services Inc. Thomas J. Bisceglia has been in the industry since June 18, 2009 and is currently registered with UBS Financial Services Inc. Thomas J. Bisceglia has a Series 66 license for California. Thomas J. Bisceglia is also registered with the states of Arizona, California, Colorado, Idaho, Minnesota, Missouri, Nevada, New York, Oregon, Texas, Utah, and Washington. Thomas J. Bisceglia is a Registered Representative of UBS Financial Services Inc. and is currently located at 355 Santana Row Suite 2050 in SAN JOSE, CA. Thomas J. Bisceglia is also registered with the state of Texas as an Investment Advisor Representative.
SPECIALIZATIONS
ANDERSON, CA
13 Years Experience
0 Disclosures
ADVISOR BIO
Thoras Cochran has been in the financial services industry since 2011. Thoras is a registered representative with Edward Jones. Thoras is licensed in 27 states and holds the Series 66, Series 7 and SIE licenses. Thoras has a broad range of experience in the financial services industry and is dedicated to providing clients with personalized advice and investment strategies.
SPECIALIZATIONS
ENCINO, CA
1 Years Experience
0 Disclosures
ADVISOR BIO
Thorne Oconnell is an Investment Advisor Representative at Independent Financial Group, LLC, with experience in the financial services industry since 2022. Thorne is registered with FINRA and the state of California. Thorne holds the Series 7, Series 66, and SIE licenses. Thorne specializes in providing financial planning services to individuals, businesses, and pension and profit-sharing plans. Thorne focuses on providing investment advice to high-net-worth individuals, individuals other than high-net-worth, and corporations or other businesses. Thorne has a strong track record of success in helping clients achieve their financial goals.
SPECIALIZATIONS
Los Angeles, CA
4 Years Experience
0 Disclosures
ADVISOR BIO
Thorne Saunders is an investment advisor representative at J.P. Morgan Securities LLC. Thorne has been in the financial services industry since June 2021. Thorne is registered to provide investment advice in 53 states, including California and Texas. Thorne also has a Series 7TO, Series 66 and SIE licenses.
SPECIALIZATIONS
WALNUT CREEK, CA
10 Years Experience
0 Disclosures
ADVISOR BIO
Thu Duong is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since June 7, 2015. Thu is licensed to provide investment advice in California and Texas. Thu has a Series 6, 7, and 63 license, as well as a Series 65. Thu is currently registered with FINRA and the states of Arizona, California, North Carolina, and Texas. Thu has experience in providing investment advice to individuals, businesses, and institutions.
SPECIALIZATIONS