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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

LPL Financial LLC

location

VISALIA, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Rachelle Brooks is a financial advisor with LPL Financial LLC. Nicole has been working in the financial services industry since 2017 and has a Series 6, Series 63, and SIE license. Nicole is registered in California, Colorado, Idaho, Tennessee, and Washington. Nicole previously worked at Principal Securities, Inc. in Visalia, CA. Nicole specializes in providing financial advice and services to individuals, corporations, and other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Benefit Financial Services Group

location

IRVINE, CA

0 Disclosures

ADVISOR BIO

Nicole Elizabeth Chou is an investment advisor representative with Benefit Financial Services Group in IRVINE, CA. Nicole has been a registered Investment Advisor Representative since November 2018. Nicole has a Series 65 license. Nicole's prior experience includes roles with Sperry Equities, State Street, and Present Value Properties.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS
Unclaimed

Cerity Partners LLC | CFP ® (Certifications)

location

COSTA MESA, CA

0 Disclosures

ADVISOR BIO

Nicole Roxanne Joko is a financial advisor with Cerity Partners LLC. Nicole is a Certified Financial Planner™ and has been in the industry since 2001. Nicole has passed the Series 7 and Series 66 exams. Nicole has experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Nicole provides a wide range of services, including financial planning, portfolio management, and tax services. Nicole's current registrations include California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Citigroup Global Markets Inc.

location

PALO ALTO, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Schofield is a financial advisor who has been active in the industry since 2007. Nicole currently works for Citigroup Global Markets Inc. Nicole has previously worked for both Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Nicole has a Series 66, Series 7 and SIE licenses. Nicole specializes in financial planning, portfolio management for both businesses and individuals, pension consulting, security ratings and asset allocation advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Charles Schwab & CO., Inc.

location

San Francisco, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Spagnuolo is a registered representative and investment advisor representative with Charles Schwab & CO., Inc. Nicole has been in the industry for over 20 years and has a strong background in financial services. Nicole is licensed in California and holds the Series 63, Series 7, Series 24 and SIE licenses. Nicole's experience includes financial planning, portfolio management and securities trading.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Commonwealth Financial Network

location

La Mesa, CA

experience

7 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nicole Noel Sargent is a financial advisor with Commonwealth Financial Network, where has been employed since 2018. Nicole has a background in financial services, and has previously worked for LPL Financial and LS Investment Management. Nicole has a Series 66 and Series 7 license, and has been an active advisor for several years. Nicole is a registered representative and investment advisor representative in California. Nicole's specializations include: investment advisory services, financial planning, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

Menlo Park, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Fuentes is a financial advisor with Morgan Stanley. Nicole has been working in the financial industry since 2004. Nicole is licensed in 53 states and holds Series 66, Series 10, Series 9, SIE and Series 7 licenses. Nicole's previous employer was CITIGROUP GLOBAL MARKETS INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

San Jose, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Simon is a financial advisor with Morgan Stanley, having been in the industry since 2004. Nicole has a strong background in financial services, with experience at RBC Dain Rauscher Inc. and UBS Financial Services Inc. Nicole has a wide range of experience and qualifications, including Series 7, Series 31, Series 63 and Series 66 licenses. Nicole offers a variety of financial services, including financial planning, portfolio management and asset allocation advice. Nicole has the experience and expertise to help individuals and families achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Palo Alto, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Anzoategui is a financial advisor with Morgan Stanley, a leading global financial services firm. Nicole has been in the industry since 2011 and is licensed in multiple states. Nicole has experience in providing financial planning, investment advice, and portfolio management services to individual and institutional clients. Prior to joining Morgan Stanley, Nicole worked at Raymond James Financial Services, Inc. Nicole is dedicated to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

LA MIRADA, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Nicole Dyball is a financial professional with over 4 years of experience in the industry. Nicole is a registered representative of J.P. Morgan Securities LLC. Nicole's credentials include the Series 6, Series 63, and SIE exams. She is also registered to sell securities in California and Texas. Nicole is an active financial professional with a focus on specializations including investment companies, variable contracts, mutual funds, fixed insurance products, and equity securities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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