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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Manchester Financial Inc.

location

WESTLAKE VILLAGE, CA

disclosure

1 Disclosures

ADVISOR BIO

Mario Valverde is an investment advisor representative at Manchester Financial Inc. Mario has been in the financial industry since 2009, and is registered with the state of California and is also a licensed insurance agent.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING SERVICES
Unclaimed

J.p. Morgan Securities LLC

location

NAPA, CA

0 Disclosures

ADVISOR BIO

Mario Enrique Abrego is a financial advisor with J.P. Morgan Securities LLC. Mario is registered in the state of California and holds both the Series 6TO and SIE licenses. Mario joined J.P. Morgan Securities LLC in August 2024 and has been in the financial industry since August 2024. The firm is headquartered in New York, NY.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Golden State Wealth Management, LLC

location

SOUTH COAST METRO, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Mario Orlando Vasquez is a registered representative with Golden State Wealth Management, LLC. Mario has been in the industry since 2008. Mario is registered with the following states: Arizona, California, Colorado, Idaho, Louisiana, Nevada, Utah, and Virginia. Mario provides investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

ELK GROVE, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Mario Urbina is a registered representative with J.p. Morgan Securities LLC. Mario is licensed in California and has been in the securities industry since August 2021. Mario specializes in investment company products, variable contracts, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stansberry Asset Management, LLC | CFA ® (Certifications)

location

San Mateo, CA

0 Disclosures

ADVISOR BIO

Mario Valente is a financial advisor registered with Stansberry Asset Management, LLC. Mario Valente has been in the industry for over 20 years and specializes in providing financial advice to individuals and families. Mario Valente's areas of expertise include financial planning, portfolio management, and retirement planning. Mario Valente is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SAN DIEGO, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Mario Quintero is a registered representative with J.p. Morgan Securities LLC. Mario is registered with the state of California for securities and investment advisory services, and has been actively working in the financial industry since 2012. Mario is currently located in San Diego, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

SACRAMENTO, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Mario Rene Perez is a financial advisor who has been in the industry since 2008. Mario is currently registered with Robert W. Baird & Co. Inc. and has previously worked with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO INVESTMENTS, LLC. Mario holds a Series 66, Series 7, and SIE license and is registered in 23 states. Mario specializes in working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, insurance companies, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

BAKERSFIELD, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Mario R. Orellana is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Bakersfield, California. Mario has been in the financial services industry since 2016 and is a Series 6, 63, and 6TO licensed representative. Mario previously worked at J.P. Morgan Securities LLC. Mario provides financial advice to a variety of clients, including individuals, corporations, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

SAN DIEGO, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Mario Antonio Rosas is a financial advisor with UBS Financial Services Inc. Mario has been in the financial industry since 2001 and has experience in providing financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars. Mario is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 63 and Series 66 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

NOVATO, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Mario Pometta is a financial advisor at LPL Financial LLC. Mario has been in the financial services industry since January 17, 2015. Mario holds a Series 66 license. Mario previously worked at Sorrento Pacific Financial, LLC in Clearlake, CA and Edward Jones in Santa Rosa, CA. Mario is registered to provide financial advice in California, Oregon, Texas, and Vermont.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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