ADVISOR BIO

Kathy Ray is a financial advisor with over 17 years of experience in the financial services industry. Kathy is currently registered with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Kathy was registered with Wachovia Securities, LLC and A. G. Edwards & Sons, Inc.. Kathy specializes in providing financial advice to individuals, families, and businesses. Kathy is a dedicated professional who is committed to helping her clients achieve their financial goals.

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ADVISOR BIO

Kathy Conlin has been in the financial services industry since 1981. Kathy is a registered representative with Mariner Independent. Kathy has a wide range of experience in the financial services industry, including experience with Wells Fargo Investments, LLC, Wells Fargo Van Kasper, LLC, Wedbush Morgan Securities Inc., Morgan, Olmstead, Kennedy & Gardner Incorporated, and Bateman Eichler, Hill Richards, Incorporated. Kathy is committed to providing her clients with personalized financial advice and investment management services.

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ADVISOR BIO

Kathy Lam is a registered representative with Citigroup Global Markets Inc. Kathy has over 10 years of experience in the financial services industry. Kathy holds Series 6, 7, 63 and 66 licenses. Kathy also holds a Series SIE license. Kathy specializes in providing asset allocation advice, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals, and publication of periodicals. Kathy is registered in Arizona, California, and Nevada. Kathy was previously employed with WELLS FARGO ADVISORS, LLC and BANC OF AMERICA INVESTMENT SERVICES, INC.

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ADVISOR BIO

Kathy Vicklun has been a registered representative in the financial services industry since December 7, 2010. Kathy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas and is licensed to provide investment advice in 35 states. Kathy has obtained several industry licenses including the Series 7, Series 66 and the SIE. Kathy has a strong focus on working with corporations, individuals, high-net-worth individuals, and charitable organizations. Kathy is committed to providing her clients with a comprehensive range of financial services, including portfolio management, financial planning, and investment research.

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ADVISOR BIO

Kathy Sowl chelini is an active investment advisor representative with over 38 years of experience in the financial services industry. Kathy is currently registered with Wells Fargo Advisors Financial Network, LLC. Kathy is also registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, Rhode Island, Tennessee, Texas, Utah, Virginia, and Washington. Previously, Kathy has worked for Wells Fargo Clearing Services, LLC, RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

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ADVISOR BIO

Kathy Gardner is a financial advisor with Transamerica Financial Advisors, Inc. based in Torrance, California. Kathy has been in the industry since January 2011 and has been registered with Transamerica Financial Advisors, Inc. since January 2012. Kathy holds the Series 6, Series 63, and Series 65 licenses. Kathy also holds the SIE license. Kathy provides financial planning and portfolio management services to individuals and businesses.

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ADVISOR BIO

Kathy Tabrizi is a financial advisor with over 20 years of experience in the industry. Kathy is registered to provide investment advice in 52 states and the District of Columbia. Kathy is currently employed with Morgan Stanley, located in Menlo Park, California. Kathy has been with Morgan Stanley since June 2009 and previously worked at CITIGROUP GLOBAL MARKETS INC. for almost 9 years. Kathy holds a variety of licenses and certifications, including Series 63, 66, 7, 9, 10 and the SIE exam. Kathy is dedicated to providing her clients with personalized financial advice and helping them achieve their financial goals.

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ADVISOR BIO

Kathy Shohara Petersen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kathy has been in the financial industry since 1997 and is registered as a broker-dealer and an investment advisor in California and Texas. Kathy has a diverse background in financial services, having worked for a number of different firms over the years, including Securities America, Inc. and KMS Financial Services, Inc. Kathy has a deep understanding of the financial markets and is committed to providing her clients with personalized investment advice and wealth management services. Kathy is dedicated to helping her clients achieve their financial goals and build a secure future.

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ADVISOR BIO

Kathy Sue Prestigiacomo is a financial advisor with over 20 years of experience in the financial services industry. Kathy is currently registered with Morgan Stanley and has been with the firm since 2009. Previously, Kathy worked with Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated.

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ADVISOR BIO

Katia Kin is a registered Investment Advisor Representative in California and Texas. Katia Kin is currently employed by Inflection Advisors and Inflection Retirement Services. Katia Kin also is an IAR of Inflection Retirement Services and performs pension and qualified plan advisory services for businesses. Katia Kin holds a Series 65 license, obtained in August of 2022. Katia Kin has been providing financial advice since May of 2020.

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