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Financial Planning Services Advisors in San Francisco, California
2,819 Results
Unclaimed

J.p. Morgan Securities LLC

location

San Francisco, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Mirko Baljak is an Investment Advisor Representative at J.P. Morgan Securities LLC with over 13 years of experience in the financial services industry. Mirko Baljak is registered with FINRA, and has a Series 7 and Series 66 license. Mirko Baljak has previously worked for Citigroup Global Markets Inc., CITI PRIVATE ADVISORY, LLC, and Deutsche Bank Securities Inc. Mirko Baljak has a specialization in Portfolio Management for Individuals and Businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc. | CFP ® (Certifications)

location

San Francisco, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Misty Fatema Farukh is a financial advisor associated with Raymond James & Associates, Inc. Misty has been in the financial industry since May 5, 2008. Misty is licensed in 27 states and has been registered with Raymond James & Associates, Inc. since March 2012. Misty holds the Series 66, Series 7, and SIE licenses. Misty also holds the Certified Financial Planner designation. Prior to joining Raymond James & Associates, Inc., Misty was affiliated with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN FRANCISCO, CA

experience

10 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Misty Matsuba-lee is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Misty has been working in the financial services industry since 2015. Misty holds Series 7 and Series 66 licenses, and is registered to conduct business in California. Misty specializes in providing investment advice to individuals, businesses, charitable organizations, and retirement plans. Misty has experience working with Citigroup Global Markets Inc. and Bank of America, N.A. Prior to entering the financial services industry Misty worked for Citibank N.A. in San Francisco.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Oppenheimer & Co. Inc. | CFP ® (Certifications)

location

SAN FRANCISCO, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Mitchell Hickey is a financial advisor at Oppenheimer & Co. Inc. in SAN FRANCISCO, CA. Mitchell has been in the financial industry since 2014 and has a strong track record of providing clients with personalized financial advice. Mitchell is a CERTIFIED FINANCIAL PLANNER™ professional, with a background in providing financial planning and portfolio management for individuals and businesses. Mitchell has been registered with Oppenheimer & Co. Inc. since 2015. Prior to that, Mitchell worked at Northwestern Mutual Investment Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Mitchell Dean Simkins is an investment advisor representative for Farther, a financial services firm based in San Francisco, California. Mitchell has over 15 years of experience in the financial services industry. He is registered with the state of Utah to provide investment advisory services. His previous experience includes roles at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., and Cetera Advisor Networks LLC. Mitchell has a strong background in providing financial advice to individuals, families, and businesses. He is committed to helping clients achieve their financial goals through comprehensive financial planning and investment management services. Mitchell holds the Series 66, Series 7, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Citigroup Global Markets Inc.

location

SAN FRANCISCO, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Mitchell Dean Fabricant is a financial professional registered with Citigroup Global Markets Inc. Mitchell has been in the industry for over 7 years and holds the Series 63, SIE, and Series 79 licenses. Mitchell's previous employers include J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. Mitchell's specializations include Asset Allocation Advice, Financial Planning, Pension Consulting, and Portfolio Management for Businesses and Individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

RBC Capital Markets, LLC

location

SAN FRANCISCO, CA

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mitchell Ryan Peters is an active investment advisor representative registered in California and Texas. Mitchell is also registered in 32 states as a broker-dealer and has over 20 years of experience in the financial services industry. Mitchell currently works with RBC Capital Markets, LLC. Mitchell has worked with a number of other firms throughout their career, including First Republic Securities Company, LLC, UBS Financial Services Inc., Chase Securities Inc., Hambrecht & Quist LLC, and Cowen & Co. Mitchell holds a Series 3, Series 7, and Series 66 license. They also hold a Series 63 and Series 65 license. Mitchell specializes in providing financial advice to individuals, businesses, and institutions. They have a strong track record of success in helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

San Francisco, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Mitchell Martin Waxman is a financial advisor with over 7 years of experience in the industry. Mitchell is currently registered with Morgan Stanley and holds Series 66, Series 7, and SIE licenses. Mitchell has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, investment companies, insurance companies, and charitable organizations. Mitchell provides a range of services, including asset allocation advice, financial planning, portfolio management, and selection of other advisors. Mitchell is committed to providing clients with personalized financial guidance and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

San Francisco, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Mitra Diana Ghadjar is a registered investment advisor representative with J.P. Morgan Securities LLC. Mitra has been active in the financial services industry since March 2023. Mitra has passed the Series 7TO, SIE and Series 66 exams. Mitra's firm has offices in San Francisco, CA and a number of other locations around the United States.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Farther | CFP ® (Certifications)

location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Mollie Sebak is a financial advisor with over 9 years of experience in the industry. Mollie is currently registered with Farther and has her Certified Financial Planner designation. Mollie's primary focus is providing financial planning and portfolio management services to individuals, businesses, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Publication of Financial Periodicals

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