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Portfolio Management for Individuals Advisors in California
5,469 Results
Unclaimed

Advisors Asset Management, Inc.

location

SAN DIEGO, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Richard Shane Johnson is a registered investment advisor representative with Advisors Asset Management, Inc. Richard has been in the securities industry since August 2002. Richard is licensed in several states including California, Nevada, Hawaii, and others. Richard's previous experience includes roles at firms such as Ausdal Financial Partners, Inc., Chase Investment Services Corp., U.S. Bancorp Investments, Inc., and Claymore Securities, Inc. In addition to their work as an investment advisor representative, Richard is also involved in other business ventures, including real estate investment and ownership.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS
Unclaimed
location

Pasadena, CA

experience

34 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Richard Bratincevic is an investment advisor representative associated with Morgan Stanley. Richard's professional experience includes working at Citigroup Global Markets Inc. and Lehman Brothers Inc. Richard holds a Series 7, Series 31, Series 63, and Series 65 licenses. Richard has been in the securities industry since April 12, 1991. Richard's specializations include: Asset Allocation, Portfolio Management, Financial Planning, and Pension Consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Santa Monica, CA

experience

39 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Richard L Sholty is a financial advisor with over 35 years of experience in the industry. He is currently registered with Morgan Stanley as a Registered Representative in California and Texas. Prior to joining Morgan Stanley, Richard was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds a Series 7, Series 63, and Series 65 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

San Francisco, CA

experience

55 Years Experience

0 Disclosures

ADVISOR BIO

Richard Otter is a financial advisor with over 30 years of experience in the industry. Richard has a strong track record of success in providing investment advice to individuals, families, and institutions. Richard is currently registered with Morgan Stanley. Richard has a wide range of experience in the financial services industry, having worked at several firms including Citigroup Global Markets Inc., Lehman Brothers Inc., and Davis, Skaggs & Co., Inc. Richard is a highly qualified financial advisor with a strong commitment to providing excellent client service. Richard is dedicated to helping his clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Walnut Creek, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Richard Mathews is an investment advisor representative and a registered representative. Richard has been in the financial services industry since 1984. Richard is currently registered with Morgan Stanley in Walnut Creek, California. Richard has previously been registered with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. in Walnut Creek, CA. Richard is licensed in several states, including California, Nevada, and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Westlake Village, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Richard Olson is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Morgan Stanley and holds licenses in both California and Montana. Richard has held previous positions at Citigroup Global Markets Inc., Salomon Brothers Inc., and Morgan Stanley & Co., Incorporated. Richard's experience covers a broad range of financial services including investment advisory, securities sales, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Carlsbad, CA

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Richard French is a financial advisor at Morgan Stanley, with over 35 years of experience in the industry. Richard has a strong track record of providing financial advice to individuals, families, and businesses. Richard is committed to helping clients achieve their financial goals. Richard holds a variety of licenses and certifications, including Series 3, 7, 63 and 65, as well as the SIE exam. Richard also holds a variety of designations, including a Certified Financial Planner (CFP) designation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Newport Beach, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Richard Racofsky is a financial advisor at Morgan Stanley, based in Newport Beach, California. Richard has been in the financial services industry since 2017. Richard is registered with the state of California and Texas and holds several licenses and certifications including Series 6, 7, 63, and 65 licenses. Prior to joining Morgan Stanley, Richard worked at Pruco Securities, LLC. Richard has experience in financial planning, portfolio management, and investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

State Farm Investment Management Corp. | CFC ® (Certifications)

location

Woodland Hills, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Richard Lonie is a financial professional who is currently registered with State Farm Investment Management Corp.. Richard has been in the securities industry since 2000. Richard is licensed in Arizona and California. Richard has Series 6, 63 and SIE securities licenses. In addition to the securities industry, Richard is also the owner of Richard Lonie's Insurance Agency. Richard is a Chartered Financial Consultant.

SPECIALIZATIONS

Portfolio Management for Investment Companies
Unclaimed
location

Torrance, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Richard Van horn is a financial advisor with Morgan Stanley. Richard Van horn is based in Torrance, CA and has been in the industry for 30 years. Richard Van horn specializes in providing financial advice to individuals, high-net-worth individuals, families, trusts, estates, businesses, charitable organizations, pension and profit-sharing plans, investment companies, banking or thrift institutions, insurance companies, state or municipal government entities, and other investment advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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