Years of Experience
5-20+ Years
LOS ANGELES, CA
8 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Diaz is a financial advisor with over eight years of experience in the industry. Nicholas has held positions at Goldman Sachs & Co., Neuberger Berman, and Duchossois Capital Management. Currently, Nicholas is an Investment Advisor Representative for TCW Investment Management Co. LLC, which has offices in Los Angeles, California. Nicholas specializes in portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Nicholas holds the Series 7, Series 66, and SIE licenses.
SPECIALIZATIONS
Orinda, CA
19 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Mommaerts is a financial advisor registered with Morgan Stanley in Orinda, CA. Nicholas has been in the securities industry since November 2005. Nicholas has passed the Series 66, Series 10, Series 9, Series 31 and Series 7 exams and is currently registered with FINRA and 53 state and IA regulatory authorities. Nicholas is licensed to provide financial and investment advice to individuals, high net worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension plans, banking institutions, and state and municipal entities. Previous employers include Morgan Stanley & Co., Incorporated and Ameriprise Financial Services, Inc.
SPECIALIZATIONS
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Nicholas Walker is an investment advisor representative associated with Genter Capital Management. Nicholas holds a Series 65 license, and has been active in the industry since December 2019. Nicholas is currently registered with the state of California. The individual's current employment is with Genter Capital Management, a firm with offices in Los Angeles, California. Genter Capital Management has a history of working with a wide range of clients, including high net worth individuals, corporations and other businesses, pension and profit sharing plans, and charitable organizations. Their services include portfolio management for businesses and individuals.
SPECIALIZATIONS
El Segundo, CA
2 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Heidemann is a financial advisor who is registered in 40 states and has been in the industry since 2022. Nicholas is currently employed with Morgan Stanley in El Segundo, California and has a Series 7TO, SIE, and Series 66 license. Nicholas also owns rental property in Ontario, Canada.
SPECIALIZATIONS
SANTA MONICA, CA
0 Disclosures
ADVISOR BIO
Nicholas Paul Anduze is an investment advisor representative at Gerber Kawasaki Wealth & Investment Management, based in Santa Monica, California. Nicholas is a Series 65 licensed advisor, having passed the Uniform Investment Adviser Law Examination in December 2019. Nicholas has been working in the financial services industry since 2012. Previously, Nicholas worked at Ameriprise Financial Services, Inc. and Neilson Financial Services, both in Los Angeles. In addition to Nicholas's role at Gerber Kawasaki Wealth & Investment Management, Nicholas also works with GK Tax and Accounting, providing clients with a liaison between them and the CPA.
SPECIALIZATIONS
WESTLAKE VILLAGE, CA
0 Disclosures
ADVISOR BIO
Nicholas McDonald is an Investment Advisor Representative with One Capital Management, LLC. He has been with the firm since January 2012. Nicholas is registered with the state of California. He holds the Series 65 license. Nicholas specializes in providing investment advice to individuals, high net worth individuals, investment companies, and pooled investment vehicles.
SPECIALIZATIONS
Los Angeles, CA
10 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Moore is a financial advisor currently registered with Morgan Stanley. Nicholas has been in the industry since 2014. Prior to joining Morgan Stanley, Nicholas worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANK OF AMERICA, N.A. Nicholas is registered to provide investment advisory services in California and Texas. Nicholas holds licenses for the Series 3, SIE and Series 7 securities exams as well as the Series 66 uniform combined state law exam. Nicholas is also registered in 41 states and the District of Columbia to conduct broker-dealer activities.
SPECIALIZATIONS
Newport Beach, CA
19 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Dolle is a registered representative and investment advisor representative with Morgan Stanley in Newport Beach, CA. Nicholas has been in the financial services industry since December 2005. Prior to joining Morgan Stanley, Nicholas was employed by CITIGROUP GLOBAL MARKETS INC. Nicholas holds Series 31, Series 7, and Series 63 securities licenses as well as Series 65 investment advisory licenses.
SPECIALIZATIONS
San Francisco, CA
2 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas McCambridge is a financial advisor at Morgan Stanley. Nicholas is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Nicholas has been in the financial industry since 2022 and has a strong understanding of investment strategies. Nicholas is dedicated to helping clients achieve their financial goals through personalized investment planning and guidance.
SPECIALIZATIONS
CONCORD, CA
9 Years Experience
0 Disclosures
ADVISOR BIO
Nicholas Reno Carcione is an investment advisor representative at Assetmark, Inc. with a focus on providing investment advice to individuals, businesses, and investment companies. Nicholas Reno Carcione holds the Series 63, Series 65, Series 6TO, and SIE licenses, allowing him to offer a wide range of financial products and services. Nicholas Reno Carcione has over 5 years of experience in the financial services industry. Before joining Assetmark, Inc., Nicholas Reno Carcione worked at Global Financial Private Capital. Nicholas Reno Carcione is committed to helping clients achieve their financial goals.
SPECIALIZATIONS