ADVISOR BIO

Karen Julie Goodwin has been working in the financial industry since September 9, 1992. Karen is currently registered as a Registered Representative and Investment Advisor Representative with Ameriprise Financial Services, LLC. Karen is licensed in 18 states. Karen is also a licensed Series 63, Series 65 and Series 7 representative.

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ADVISOR BIO

Karen Dunphy is a financial advisor with Morgan Stanley. Karen has been in the industry since December 2000. Karen holds the Series 3, Series 7, Series 9, Series 10, and Series 66 licenses. Karen has been registered with Morgan Stanley since August 2015. Previously Karen was registered with UBS Financial Services Inc. from November 2000 to August 2015.

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ADVISOR BIO

Karin Burk is a financial advisor with MML Investors Services, LLC. Karin is registered in California. Karin holds the Series 6, Series 63, and SIE licenses. Karin has been in the industry since January 22, 2009 and has been with MML Investors Services, LLC since December 16, 2021. Previously Karin worked for MML Investors Services, LLC in Las Vegas, NV, and Tucson, AZ.

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ADVISOR BIO

Kathren Hernan is a financial advisor with over 20 years of experience in the industry. Kathren is currently registered with Wells Fargo Clearing Services, LLC, and holds licenses for Series 63, Series 10, Series 9, SIE, and Series 7. Kathren is licensed in 32 states and has worked with clients in various sectors, including individuals, corporations, charitable organizations, and pension plans. Kathren's previous experience includes working with CHARLES SCHWAB & CO., INC., from 2001 to 2016.

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ADVISOR BIO

Kawa Najim is an investment advisor representative with Morgan Stanley. Kawa has been in the industry since May 2001. Prior to joining Morgan Stanley, Kawa was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kawa is licensed to provide investment advice in 29 states and the District of Columbia. Kawa holds Series 7, 31, and 66 securities licenses, as well as the SIE. Kawa specializes in providing investment advice to individuals, corporations, and institutions. Kawa has a passion for helping clients achieve their financial goals. Kawa has been recognized for her commitment to providing exceptional client service.

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ADVISOR BIO

Kenneth Lemas is an active Investment Advisor Representative with LPL Financial LLC in Pleasanton, CA. Kenneth has been working in the financial industry since May 15, 2014. Kenneth has passed the Series 66, Series 7 and SIE exams. Previously, Kenneth worked for Lincoln Financial Advisors Corporation in San Ramon, CA. Kenneth is registered in 16 states: Arizona, California, Georgia, Kansas, Maryland, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Washington, and Wyoming. Kenneth is also registered as an Investment Advisor in California and Texas. Kenneth has specialized in retirement planning and financial advice for individuals and businesses.

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ADVISOR BIO

Kevin Charles Batstone is a financial advisor and Managing Partner at Baybridge Capital Group, LLC, an independent registered investment advisor with offices in Pleasanton, California. Kevin has been in the financial services industry since 2011, holding Series 7, Series 31, and Series 66 licenses. Kevin is also a Certified Financial Planner. He is licensed to provide investment advice in California and Texas. Kevin's clients include high-net-worth individuals, pension plans, corporations, and individuals other than high-net-worth individuals. Kevin provides financial planning, portfolio management, and pension consulting services. Kevin is passionate about helping clients achieve their financial goals.

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ADVISOR BIO

Kimberly Jo Ertem is a registered representative with J.p. Morgan Securities LLC. Kimberly has been in the financial services industry since December 19, 2019. Kimberly holds the Series 63, Series 6TO, and SIE licenses. Kimberly is registered with the state of California. Kimberly's office is located at 3506 Old Santa Rita Rd in Pleasanton, California.

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ADVISOR BIO

Kingman K Lowe is an investment advisor representative at Morgan Stanley with over 25 years of experience in the financial services industry. Kingman has been registered with the firm since June 2009. Prior to joining Morgan Stanley, Kingman worked at Morgan Stanley DW Inc. and Morgan Stanley & Co. Incorporated. Kingman holds Series 7, Series 31, Series 63, and Series 65 securities licenses. Kingman is also registered as an investment advisor in 39 states. Kingman provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.

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ADVISOR BIO

Kristopher Watts is a financial advisor working with Morgan Stanley since 2015. Previously, Kristopher Watts worked with NYLIFE SECURITIES LLC. Kristopher Watts is registered as an Investment Advisor Representative in California and Texas. Kristopher Watts has 8 years of experience in the financial services industry.

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