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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

SAN DIEGO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Rita Hernandez is a financial professional with a Series 63, Series 6TO and SIE license. Rita is registered with J.P. Morgan Securities LLC and holds a BC scope in California and Connecticut. Rita has been in the industry for over 2 years and has a strong background in providing financial planning, pension consulting and portfolio management services. Rita specializes in working with individuals, businesses, corporations, charitable organizations, insurance companies, labor unions and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

UNION CITY, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Rita Azortibah is an active Registered Representative and Investment Advisor Representative with J.p. Morgan Securities LLC in the UNION CITY, CA branch office. Rita has been in the industry for over 3 months and has passed the Series 63, Series 6TO, and SIE exams. Rita is registered in California and specializes in Fixed Annuities, Variable Annuities, Mutual Funds, and ETFs. Rita is also registered with FINRA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cerity Partners LLC | PFS ® (Certifications)

location

MILL VALLEY, CA

0 Disclosures

ADVISOR BIO

Rita W Lee is an investment advisor representative at Cerity Partners LLC and Cerity Partners Retirement Plan Advisors. Rita has been in the industry since 2000. Rita holds a Personal Financial Specialist designation. Rita has a strong focus on providing financial planning, portfolio management and pension consulting services to high-net-worth individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles
Unclaimed

MML Investors Services, LLC

location

Newport Beach, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Rita Yeh is a financial advisor with MML Investors Services, LLC. Rita has been in the financial industry since 1999 and has a diverse background, having worked at several firms over the years. Rita holds Series 7, Series 63, and Series 65 licenses, and is registered with the state of California to provide investment advisory services. Rita specializes in providing financial planning, portfolio management, and asset allocation services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

MML Investors Services, LLC

location

Los Angeles, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Rita Sah is a financial professional with over 20 years of experience in the industry. Rita is currently registered with MML Investors Services, LLC and has been with the firm since March 2017. Prior to joining MML Investors Services, LLC, Rita was with MSI Financial Services, INC., and Metropolitan Life Insurance Company. Rita specializes in providing financial planning, portfolio management, and asset allocation services to individuals, businesses, and corporations. Rita is also a Registered Representative and holds the Series 6, 7, and 63 licenses as well as the SIE exam certification.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SEAL BEACH, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Rita Moreno is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rita is licensed in 41 states. Rita has been in the industry for over 17 years. Rita specializes in providing financial advice and portfolio management to individuals, businesses, and retirement plans.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

La Jolla, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Rita Regina Sanchez is a financial advisor with over 24 years of experience in the industry. Rita is currently registered with Morgan Stanley. Rita is a Series 7, Series 63 and Series 65 licensed professional. She is active in the investment advisory and broker-dealer spaces. Rita has experience working with clients in a variety of sectors including individuals, high-net-worth individuals, corporations, charitable organizations, and insurance companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Hornor, Townsend & Kent, LLC

location

SACRAMENTO, CA

experience

39 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Rita Ellen Gibson is an Investment Advisor Representative at Hornor, Townsend & Kent, LLC, a firm that provides financial planning and investment management services to individuals, businesses, pension and profit-sharing plans, and charitable organizations. Rita has been in the financial industry since 1986 and has a wealth of experience providing investment advice to clients. Rita is registered with the State of California to provide investment advice and with FINRA to provide securities-related services. Rita is committed to providing her clients with personalized financial advice and guidance, and she is committed to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

Torrance, CA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Ritas Rose Smith is a financial advisor who has been in the industry since 1989. Ritas is registered with Osaic Wealth, Inc. and has a strong history of working with individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Ritas has experience working with several firms throughout her career including Securities America, Inc., National Planning Corporation, Associated Securities Corp., FSC Securities Corporation, and Equity Programs Corporation. Ritas is passionate about providing financial advice to her clients. Ritas is also a tax preparer and has a strong understanding of tax laws and regulations. Ritas is a valuable resource for clients looking for comprehensive financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

CUPERTINO, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Ritu Bhatia is an investment advisor representative with Wells Fargo Clearing Services, LLC. Ritu has been in the industry since June 2009. Ritu is registered with the state of California. Ritu is also registered with the FINRA as a registered representative. Ritu specializes in providing investment advice to individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Ritu can offer portfolio management for individuals and businesses. Ritu has previous experience with Wells Fargo Investments, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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