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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Assetmark, Inc.

location

Encino, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Norman Kang Pia is a financial professional with over 20 years of experience in the industry. Norman is currently a Registered Representative and Investment Advisor Representative with Assetmark, Inc. Prior to joining Assetmark, Inc., Norman worked with several other firms including Capital Brokerage Corporation and John Hancock Distributors LLC. Norman has a strong background in the financial industry and holds Series 7, 24, 26, 63, and 65 securities licenses. Norman has a proven track record of providing financial guidance to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Norman is dedicated to helping clients achieve their financial goals and has a deep understanding of the financial markets.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Illumination Wealth Management | CFP ® (Certifications)

location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Norman Joseph Mangina is a Certified Financial Planner™ who has been a registered investment advisor since August 2015. Norman Joseph Mangina is registered in California, Florida, Illinois, Minnesota, and Texas and is affiliated with Illumination Wealth Management. The firm offers various advisory services, including wealth management, financial planning, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
WEALTH MANAGEMENT
Unclaimed

Morgan Stanley

location

Menlo Park, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Norman Franklin Ng is a financial advisor with over 20 years of experience in the industry. Norman has worked at several prominent firms, including Goldman Sachs, Lehman Brothers, and UBS. He is currently an active advisor at Morgan Stanley. Norman is registered with the Securities and Exchange Commission (SEC) as both a broker-dealer and an investment advisor. Norman holds multiple securities licenses, including Series 3, 7, 10, 24, 63 and 65. Norman has a broad base of experience and is equipped to serve a wide array of client needs, including individuals, high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

LONG BEACH, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Norman Magsambol Cauntay is a financial advisor with Edward Jones. Norman has been in the financial services industry since 2012. Norman is registered with FINRA as a Registered Representative and is licensed in 27 states. Norman is also registered as an Investment Advisor Representative in California and Texas. Norman provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Guardian Financial Partners, LLC

location

Santa Ana, CA

0 Disclosures

ADVISOR BIO

Norris Benedict Perez is an Investment Advisor Representative associated with Guardian Financial Partners, LLC, with a registration date of April 11, 2024. Norris Perez is registered with the state of California. Guardian Financial Partners, LLC is located in Orange, California. The firm provides services including financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Morgan Stanley

location

Fresno, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Nou Her is a registered representative with Morgan Stanley. Nou has been in the industry since June 2019 and is licensed in 52 states and the District of Columbia. Nou is also a registered investment advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

LOS ANGELES, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Noushin Maleknasr is a financial advisor with over 20 years of experience in the industry. Currently, Noushin works as a registered representative for Wells Fargo Clearing Services, LLC in Los Angeles, California. Previously, Noushin has worked for various financial institutions including WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., FIRST UNION SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Noushin holds the Series 7, Series 66, and SIE licenses and is registered in multiple states. Noushin specializes in providing financial planning, investment consulting services, and portfolio management for individuals, businesses, and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Beverly Hills, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Noyan Garemani is an investment professional with over 30 years of experience in the financial services industry. Noyan is currently a Registered Representative with Morgan Stanley. Prior to joining Morgan Stanley, Noyan was a Registered Representative with CITIGROUP GLOBAL MARKETS INC. and MORGAN STANLEY DW INC. Noyan holds several industry licenses and certifications, including Series 3, Series 7, Series 10, Series 63, and Series 65. Noyan's specialties include asset allocation, financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

SAN DIEGO, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Nozomi Laughy is a registered representative with J.P. Morgan Securities LLC. Nozomi has been in the securities industry since 1997 and has experience at UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc. Nozomi has held a variety of licenses and registrations, including Series 7, 9, 10, 63, and 66.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Citigroup Global Markets Inc.

location

Los Angeles, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Nubia Alvarenga is a registered representative and investment advisor representative at Citigroup Global Markets Inc. Nubia has been in the industry since April 2018 and is licensed to conduct business in Arizona, California, Georgia, Illinois and Nevada. Nubia has a Series 6, Series 7, Series 63, Series 66 and SIE. Nubia works out of the Citigroup Global Markets Inc. office in Los Angeles, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals

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