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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

RBC Capital Markets, LLC

location

SAN FRANCISCO, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Nick Alan Delucio is a financial advisor with RBC Capital Markets, LLC. Nick Alan Delucio has been a registered representative since February 7, 2007. Nick Alan Delucio has passed the Series 3, 7, 9, 10, 66 and SIE exams. Prior to RBC Capital Markets, LLC, Nick Alan Delucio worked at UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. Nick Alan Delucio is based in San Francisco, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC

location

Los Angeles, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Nick Brzezinski is a registered representative with J.P. Morgan Securities LLC. Nick is licensed to offer securities products in 53 states and is also a registered investment advisor in California and Texas. Nick has been in the financial industry since December 3, 2021. Prior to joining J.P. Morgan Securities LLC, Nick was employed by JPMorgan Chase Bank NA. Nick Brzezinski is located in the Los Angeles office of J.P. Morgan Securities LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

J.p. Morgan Securities LLC

location

SAN FRANCISCO, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Nick Centis is a registered representative with J.P. Morgan Securities LLC. Nick has been in the financial services industry since 2014 and has experience at Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated. Nick is licensed in 53 states and holds the Series 66, Series 7, and SIE exams. Nick specializes in various areas of financial services including portfolio management, financial planning, pension consulting, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

THOUSAND OAKS, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Nick Pantuso is a financial advisor registered with Osaic Wealth, Inc. based in Thousand Oaks, CA. Nick has been in the financial services industry since June 8, 2018. Nick has a Series 6, 63, and 66 securities licenses. Nick has a wide range of experience in the financial services industry, including real estate and insurance. Nick is also a member of the National Association of Realtors and the California Association of Realtors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

ENCINO, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Nick Alexander is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the financial services industry. Nick has held previous positions at Union Bank Investment Services, LLC, Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Nick holds a Series 63, Series 66, and Series 7 license. Nick has a strong background in providing investment advice to individuals and businesses, specializing in Retirement Planning, Investment Planning, Insurance, and Estate Planning.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Assetmark, Inc.

location

CONCORD, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Nick Lapin is a financial professional with over 10 years of experience in the industry. Nick is a registered investment advisor and holds the Series 6, 63, and 65 licenses. Nick is currently employed by Assetmark, Inc. and has worked for Capital Brokerage Corporation in the past. Nick's primary area of focus is providing investment advice and portfolio management services for individuals, investment companies, and pension plans. Nick specializes in working with high net worth individuals and institutions.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

J.p. Morgan Securities LLC

location

San Francisco, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Nick Knepper is an investment advisor representative at J.p. Morgan Securities LLC. Nick is registered with the state of California and Texas. Nick has been in the securities industry since 2020. Nick holds the Series 7, Series 65, and Series 66 licenses. Nick is located in San Francisco, California and works at the San Francisco branch office of J.p. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc. | CFP Ā® (Certifications)

location

San Mateo, CA

experience

24 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nickalus Ketcham is a financial advisor at Western International Securities, Inc. Nickalus has been in the financial industry for over 20 years and has extensive experience in providing financial planning and portfolio management services. He is also a Certified Financial Planner and is registered in California, Florida, and Texas. Nickalus has a strong track record of success in helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEWPORT BEACH, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Nicki M. Nie is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Newport Beach, CA. Nicki has been in the financial services industry for over 13 years. Nicki is registered with FINRA and has a Series 66 license. Nicki also holds a Series 7 license. Nicki is also registered to sell securities in several other states, including Arizona, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, Ohio, Oregon, Pennsylvania, Texas, Virginia, and Washington. Nicki is also registered with the state of California as an Investment Advisor Representative. Nicki offers a variety of financial services, including investment management, financial planning, and retirement planning. Nicki has experience working with a variety of clients, including high-net-worth individuals, families, and businesses. Nicki is committed to providing her clients with the highest level of personalized service and financial guidance.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

COSTA MESA, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Nicklaus Peterson is a financial advisor registered with Edward Jones since April 2015. Nicklaus Peterson is currently registered with the State of Texas as a registered investment advisor and with the State of California as a registered representative. Nicklaus Peterson holds the Series 66, Series 7, and SIE licenses and is active in the brokerage and investment advisory industry since June 2015.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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