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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Providence Financial AND Insurances, Inc. | CFC ® (Certifications)

location

WOODLAND HILLS, CA

0 Disclosures

ADVISOR BIO

Anthony Alan Saccaro is a financial professional registered in California with Providence Financial And Insurances, Inc. and has been with the firm since August of 2011. Anthony has also been registered with ING Financial Partners, Inc.. Anthony is a Chartered Financial Consultant.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Centaurus Financial, Inc.

location

ORANGE, CA

experience

17 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Anthony Victor Mauro is a registered representative with Centaurus Financial, Inc. and has been in the financial services industry since July 26, 2008. Anthony Victor Mauro is licensed in Arizona, California, Colorado, Florida, Hawaii, Nevada, and New York. He has worked at Centaurus Financial, Inc. since April 2012. Prior to that, Anthony Victor Mauro worked at Pacific Point Securities, LLC. Anthony Victor Mauro holds Series 4, 7, 24, 63, and 66 securities licenses. Anthony Victor Mauro is also a registered investment advisor representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

IRVINE, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Guinane is a financial advisor with over 25 years of experience in the financial services industry. Anthony currently works at UBS Financial Services Inc., where Anthony is registered as a Registered Representative in California and Texas. Previously, Anthony was a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, CA from 2002 to 2013 and Prudential Securities Incorporated in New York, NY from 1999 to 2002. Anthony has a strong track record of providing investment advice to individuals, families, and businesses. Anthony is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

OXNARD, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Christopher Velarde is a financial advisor with LPL Financial LLC. Anthony has been in the financial services industry since May 2015. Anthony is licensed in multiple states and is a Certified Financial Planner™. Anthony holds the Series 7, Series 66 and SIE licenses. Anthony's firm, LPL Financial LLC, is headquartered in Fort Mill, South Carolina, and has approximately 1,910,545 client accounts with assets under management exceeding $463 Billion. LPL Financial LLC offers a variety of financial services, including investment management, financial planning, and retirement planning. Anthony works with individual clients, high net worth individuals, corporations, and other entities to provide investment advice and financial planning services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

World Investment Advisors, LLC

location

SANTA BARBARA, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Anthony James Black is a financial advisor registered with World Investment Advisors, LLC. Anthony has been a registered advisor since 2005 and has experience in the financial industry since 2005. Anthony is registered in Minnesota as an Investment Advisor Representative (IAR) and Broker. Anthony offers financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles. Anthony is also a licensed insurance agent and may sell fixed and variable life insurance and annuities. Anthony is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

CONCORD, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Dirito is a financial professional with over 20 years of experience in the industry. Anthony has a Series 65 license and is registered as an Investment Advisor Representative with Assetmark, Inc. in Concord, CA. Anthony has previously held positions at Capital Brokerage Corporation and Assetmark Capital Corporation. Anthony is a Series 7, Series 22, Series 26 and SIE licensed professional, holding registrations in multiple states. Anthony currently works as a Senior Vice President, Divisional Sales of Assetmark, Inc.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Franco is a financial advisor at Wells Fargo Clearing Services, LLC. Anthony has been in the financial services industry since 2019 and holds Series 7TO, SIE and Series 66 licenses. Anthony specializes in providing financial planning, portfolio management, and investment consulting services to both individual and business clients. Anthony is registered to offer investment advisory services in California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

BREA, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Anthony John Harnett is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since October 9, 1991. Anthony is licensed to provide investment advice in 31 states and has a broad range of experience. Anthony has a Series 7, 63, and 65 license. Anthony specializes in portfolio management for individuals and businesses, as well as pension consulting.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.p. Morgan Securities LLC

location

Santa Clara, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Nguyen is a financial advisor with over 20 years of experience in the industry. Anthony is registered with J.p. Morgan Securities LLC, a large, well-known firm headquartered in New York. Anthony provides financial planning and portfolio management services to individuals, businesses, and institutions. Anthony holds the Series 6, 7, 63, 65 and 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SANTA MONICA, CA

experience

3 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Anthony Rincon is a financial professional with J.P. Morgan Securities LLC, a leading financial institution. Anthony has been in the industry since July 24, 2022, and specializes in providing financial advice to individuals, corporations, and institutions. His qualifications include passing the Series 63, Series 6TO, and SIE exams, and being registered in California as a broker. Anthony is committed to providing personalized financial guidance and helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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