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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

PALM DESERT, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Erica Espinola is a financial advisor with Wells Fargo Clearing Services, LLC. She has been in the industry since 2005. She provides financial planning and investment consulting services to individuals and businesses. Erica is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 9, Series 10, Series 66 and SIE licensed professional.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Advisors Financial Network, LLC | CFP ® (Certifications)

location

BRENTWOOD, CA

experience

39 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Eric B. Soiland is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Eric has been in the financial services industry since 1986. Eric is registered with the state of California to provide investment advisory services. Eric holds Series 3, 7, 9, 10, 24, 63 and 65 securities licenses. Eric is also a Certified Financial Planner. Eric has prior experience working with Citigroup Global Markets Inc., DEAN WITTER REYNOLDS INC., GRAYSTONE NASH, INC. and THE STUART-JAMES COMPANY, INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Atascadero, CA

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Erich Saul Erdmier is a financial advisor with Edward Jones. Erich has been in the financial industry since 1998 and has experience working at various firms, including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Erich is licensed to provide advisory services in multiple states and has a number of professional designations. Erich's expertise lies in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Brea, CA

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Erick Gabler is an active investment advisor registered with the state of California and Texas. Erick has been in the financial services industry since March 4, 1987. Erick is currently employed at Morgan Stanley and has held previous positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Erick is a Series 65, Series 63, Series 3 and Series 7 licensed professional and holds a Securities Industry Essentials Examination license. Erick specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Erick Moises Santamaria is a registered representative with j.p. Morgan Securities LLC. Erick has been in the industry since September 2023. Erick is licensed in California and holds Series 63, SIE and Series 6TO licenses. Erick is located in LOS ANGELES, CA at the j.p. Morgan Securities LLC branch office located at 5600 Wilshire Blvd, LOS ANGELES, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

STEVENSON RANCH, CA

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Erick Arndt is a financial advisor with over 20 years of experience in the financial services industry. Erick is currently registered with LPL Financial LLC and has been with the firm since January 2013. Prior to that, Erick was with PFS Investments Inc. in Manchester, New Hampshire. Erick has a wide range of experience in the financial services industry, including portfolio management, financial planning, and investment advisory services. Erick is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Erick Renderos is a financial professional with over 14 years of experience in the industry. He is currently registered with Wedbush Securities Inc. in Los Angeles, California. Erick specializes in providing financial planning, pension consulting, and educational seminars. He has a strong track record of success and is committed to providing his clients with the highest level of service.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

CONCORD, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Erick Rosales is a financial advisor with over 17 years of experience in the financial services industry. He is currently registered with J.P. Morgan Securities LLC. Previously, Erick was a financial advisor with Morgan Stanley and Wells Fargo Clearing Services, LLC. He holds the Series 66, 7TO and SIE licenses. Erick is a Registered Representative and Investment Adviser Representative. He specializes in providing financial advice to individuals, corporations, high-net-worth individuals, insurance companies, pension and profit-sharing plans, charitable organizations, and other labor unions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

CUPERTINO, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Erick Ortez is a registered representative with Wells Fargo Clearing Services, LLC. Erick has been in the financial industry for over 12 years. Erick's background includes experience at J.P. Morgan Securities LLC and Chase Investment Services Corp.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Clearing Services, LLC

location

PALO ALTO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Erick Ho Kim is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since September 18, 2022. Erick is licensed to conduct business in California and has successfully passed the Series 63, Series 6TO, and SIE exams. Erick's office is located in Palo Alto, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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