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Financial Planning Services Advisors in Tucson, Arizona
643 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

TUCSON, AZ

experience

13 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Fernando K Cubillas is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Fernando has been in the industry since 2012 and has a history of working with various firms including PFS INVESTMENTS INC., MORGAN STANLEY and CHASE INVESTMENT SERVICES CORP.. Fernando is licensed to offer securities and investment advisory services in various states. Fernando holds multiple licenses and has passed several industry exams, including Series 7, Series 6, Series 63 and Series 66. Fernando has a proven track record of providing financial guidance to a diverse clientele including individuals, businesses, pension plans, corporations, and charitable organizations.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

Tucson, AZ

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Fernando Alberto Arreola tapia is a registered investment advisor representative associated with Morgan Stanley. Fernando Alberto Arreola tapia is licensed to provide securities and investment advisory services in 48 states. Fernando Alberto Arreola tapia's experience in the securities industry dates back to October 18, 2017. Fernando Alberto Arreola tapia has passed the Series 66, Series 7, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

TUCSON, AZ

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Fernando Pesqueira is a registered representative with J.p. Morgan Securities LLC. Fernando has been in the industry since May 2016 and is licensed in Arizona. Fernando's areas of expertise include 1, 2, 4, 5 and 6. Fernando holds a Series 6 and a Series 63 license. Fernando's previous work experience includes no prior firms.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

TUCSON, AZ

experience

28 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Fernando Gandara is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Fernando has been in the industry since 1997. Fernando specializes in retirement planning, investment management, and insurance. Fernando has a wide range of experience in serving a variety of clients, including individuals, families, businesses, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

Tucson, AZ

experience

28 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Fernando Camou Parada is a registered investment advisor with Morgan Stanley in Tucson, Arizona. Fernando has over 25 years of experience in the financial services industry. Fernando holds Series 7, Series 63, and Series 65 licenses. Fernando also has experience working with Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Fernando is able to provide financial planning, portfolio management for individuals, businesses, and investment companies, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

TUCSON, AZ

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Francis Gillis is a registered representative with J.P. Morgan Securities LLC. Francis is licensed in Arizona and specializes in a variety of financial services, including securities, variable contracts, and investment company products. Francis has been working in the financial industry since April 18, 2023. Francis has passed the Series 63, Series 6TO, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

TUCSON, AZ

experience

4 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Frank Anthony Lopez is a registered representative with Edward Jones. Frank Lopez has been in the financial services industry since August 4, 2020. Frank Lopez has been associated with Edward Jones since April 2024. Before that, Frank Lopez was with Ameriprise Financial Services, LLC. Frank Lopez has a Series 66 license, a Series 7 license, and a SIE license. Frank Lopez is registered in 17 states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Equitable Advisors, LLC

location

TUCSON, AZ

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Fred Riesgo is a financial advisor with Equitable Advisors, LLC, and has been in the industry since December 8, 1983. Fred is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Fred is also registered with the state of Arizona and 12 other states. Fred specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Fred has experience working at The Equitable Life Assurance Society of the United States.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

TUCSON, AZ

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Gail Moulson Giclas has over 39 years of experience in the financial services industry. Gail is currently registered with Raymond James & Associates, Inc. and has been with the firm since June 2017. Prior to joining Raymond James, Gail was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gail holds a Series 7, Series 63 and Series 65 licenses. Gail specializes in providing financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, families, corporations, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

LPL Financial LLC

location

TUCSON, AZ

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Garrett Boice Rustand is a financial advisor with LPL Financial LLC in Tucson, Arizona. Garrett has over 20 years of experience in the financial services industry. Garrett has a Series 7 and Series 66 license. Garrett also holds a SIE license. Garrett's previous experience includes roles at CBIZ FINANCIAL SOLUTIONS, INC. and NATIONAL PLANNING CORPORATION. Garrett specializes in providing financial advice to individuals, corporations, and other businesses. Garrett is committed to providing clients with personalized financial advice that is tailored to their individual needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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