Unclaimed
Yanhua Jiang is a financial professional with Cetera Investment Services LLC based in Millbrae, California. Yanhua holds Series 63, Series 6TO, and SIE licenses. Yanhua has been in the financial services industry since 2020. Prior to joining Cetera Investment Services LLC, Yanhua worked at HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/13/2022 - Present
Cetera Investment Services LLC (MILLBRAE CA)
CA
11/06/2020 - 02/08/2022
HSBC SECURITIES (USA) INC. (SAN MATEO CA)
BC
Issued 01/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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