Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Dunagan Harris is a registered representative with Cetera Investment Services LLC. Wendy has been in the securities industry since July 27, 1993. Wendy has her Series 7 and Series 63 registrations. Wendy is currently registered with the state of Tennessee. Previously, Wendy was registered with LPL Financial LLC, Commonwealth Financial Network, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
04/05/2018 - Present
Cetera Investment Services LLC (ST CLOUD MN)
TN
10/15/2015 - 06/10/2016
COMMONWEALTH FINANCIAL NETWORK (Collierville TN)
TN
01/02/2008 - 10/26/2015
LPL FINANCIAL LLC (COLLIERVILLE TN)
TN
10/04/1991 - 01/09/2008
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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