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Wayne Brett Larsen

Cetera Investment Services LLC

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About Wayne Brett Larsen

Wayne Brett Larsen is a financial professional with over 20 years of experience in the industry. Wayne Larsen is currently registered with Cetera Investment Services LLC. Previously, Wayne Larsen was registered with First Allied Securities, Inc., Summit Brokerage Services, Inc., and Financial Network Investment Corporation. Wayne Larsen holds the Series 27, SIE, and Series 99 licenses.

Firm Information

Wayne Larsen is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Larsen’s Registration & Firm History

CA

10/09/2018 - Present

Cetera Investment Services LLC (EL SEGUNDO CA)

CA

10/09/2018 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

10/09/2018 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

07/27/1998 - 06/12/2006

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 06/15/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Brett Larsen.
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