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Timothy Chase Daniels

Cetera Investment Services LLC

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About Timothy Chase Daniels

Timothy Daniels is a financial advisor with Cetera Investment Services LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6 and SIE licenses. Timothy has over nine years of experience in the financial services industry and specializes in providing investment advice to individual clients. He is dedicated to providing personalized financial planning services to help clients achieve their financial goals.

Firm Information

Timothy Daniels is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Daniels’s Registration & Firm History

LA

08/10/2022 - Present

Cetera Investment Services LLC (BATON ROUGE LA)

LA

10/20/2020 - 08/10/2022

HANCOCK WHITNEY INVESTMENT SERVICES INC. (BATON ROUGE LA)

LA

02/24/2013 - 03/28/2019

J.P. MORGAN SECURITIES LLC (BATON ROUGE LA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Chase Daniels.
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