Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Messina is a financial professional with over 35 years of experience in the securities industry. He currently works as a Registered Representative for Roth Capital Partners, LLC, a firm that specializes in investment banking, institutional brokerage, and capital markets services. Before joining Roth Capital Partners, LLC, Thomas Messina was employed at MKM Partners LLC for over 20 years. Thomas Messina has a strong background in the securities industry, having worked for several well-known firms including A.B. Watley, Inc., Banca IMI Securities Corp., Weeden & Co.L.P., and Cantor, Fitzgerald & Co., Inc. Thomas Messina holds several industry licenses, including Series 7, Series 24, Series 55, Series 57TO, Series 79TO, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CT
01/31/2023 - Present
Roth Capital Partners, LLC (STAMFORD CT)
CT
03/04/2002 - 01/31/2023
MKM PARTNERS LLC (STAMFORD CT)
NY
06/30/1995 - 03/15/2002
A.B. WATLEY, INC. (NEW YORK NY)
NY
12/20/1993 - 11/11/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
CT
11/08/1991 - 12/16/1993
WEEDEN & CO.L.P. (GREENWICH CT)
NY
05/18/1989 - 07/10/1991
CANTOR, FITZGERALD & CO., INC. (NEW YORK NY)
NA
08/22/1987 - 01/30/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/04/1985 - 04/20/1987
BLINDER, ROBINSON & CO.,INC.
NA
09/24/1985 - 12/10/1985
MONVEST SECURITIES, INC.
BC
Issued 10/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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