Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tanya? Claim Your ProfileTanya Tarun Patwa is a registered representative with Nasdaq Execution Services, LLC. Tanya has been in the securities industry since 2011 and has a diverse range of experience. Tanya holds a Series 7, Series 56, Series 44, Series 57TO and SIE licenses. Tanya's previous experience includes working with SPOT TRADING L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/27/2017 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
IL
03/07/2011 - 03/26/2015
SPOT TRADING L.L.C. (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/17/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 03/16/2011
Series 44 - PCX Market Maker Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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