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Nasdaq Execution Services, LLC

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Firm Information

Nasdaq Execution Services, LLC is a Limited Liability Company formed in November 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has 10 regulatory events on file.

Nasdaq Execution Services, LLC

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Branch Locations (2)

NASDAQ EXECUTION SERVICES, LLC has a total of 2 branch locations across the country.

Advisors at Nasdaq Execution Services, LLC

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Disclosures

There is public disclosure for Nasdaq Execution Services, LLC. Review regulatory record here.

Frequently Asked Questions (6)

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