Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tal? Claim Your ProfileTal Shlomo Cohen is a financial advisor with Nasdaq Execution Services, LLC in Philadelphia, Pennsylvania. Tal Cohen has been in the financial industry since April 4, 2003. Tal Cohen is registered with the state of New York and is also registered with FINRA. Tal Cohen has passed the Series 63, Series 7, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/02/2016 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
06/01/2006 - 04/12/2016
INSTINET, LLC (NEW YORK NY)
NY
03/17/2003 - 06/01/2006
INSTINET, LLC (NEW YORK NY)
BC
Issued 04/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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