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Sujeeva De silva

Roth Capital Partners, LLC

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About Sujeeva De silva

Sujeeva De silva is a registered representative with Roth Capital Partners, LLC. Sujeeva has been in the industry since 2001 and holds Series 63, 7 and 87 licenses. Prior to joining Roth Capital Partners, LLC, Sujeeva was registered with Topeka Capital Markets Inc., ThinkEquity LLC, Noble International Investments, Inc., Kaufman Bros., L.P., Cathay Financial Inc, Fulcrum Global Partners LLC, Soleil Securities Corporation and Credit Suisse First Boston LLC. Sujeeva De silva's current registration is with Roth Capital Partners, LLC in California.

Firm Information

Sujeeva De silva is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Sujeeva De silva’s Registration & Firm History

CA

07/07/2016 - Present

Roth Capital Partners, LLC (San Francisco CA)

CA

04/04/2013 - 06/03/2016

TOPEKA CAPITAL MARKETS INC. (SAN FRANCISCO CA)

CA

11/08/2010 - 11/02/2012

THINKEQUITY LLC (SAN FRANCISCO CA)

FL

05/25/2010 - 10/20/2010

NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)

CA

09/06/2007 - 05/25/2010

KAUFMAN BROS., L.P. (SAN FRANCISCO CA)

NY

01/04/2006 - 07/17/2007

CATHAY FINANCIAL INC (NEW YORK NY)

NY

06/13/2005 - 01/03/2006

FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)

NY

12/20/2005 - 12/21/2005

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

NY

05/10/2000 - 04/18/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sujeeva De silva.
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