Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Messina is a seasoned financial professional with over 30 years of experience in the securities industry. Steven is currently registered with Roth Capital Partners, LLC, specializing in the distribution of sell-side research reports and corporate access. Prior to joining Roth Capital Partners, LLC, Steven held positions with MKM PARTNERS LLC, A.B. WATLEY, INC., INSIGHT BROKERAGE SERVICES, INC., FIDELITY BROKERAGE SERVICES, INC., KUHNS BROTHERS & LAIDLAW, INC., and BLINDER, ROBINSON & CO., INC. Steven holds a diverse set of licenses and registrations, including Series 7, 9, 10, 14, 24, 55, 63, 65, 79, 87 and 99, demonstrating a broad range of expertise and experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CT
02/08/2023 - Present
Roth Capital Partners, LLC (STAMFORD CT)
CT
03/04/2002 - 03/29/2023
MKM PARTNERS LLC (STAMFORD CT)
NY
08/05/1996 - 03/15/2002
A.B. WATLEY, INC. (NEW YORK NY)
MA
01/14/1993 - 06/05/1995
INSIGHT BROKERAGE SERVICES, INC. (WELLESLEY MA)
RI
05/27/1988 - 04/03/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
09/09/1987 - 12/22/1987
KUHNS BROTHERS & LAIDLAW, INC.
NA
05/21/1987 - 08/20/1987
BLINDER, ROBINSON & CO., INC.
IA
Issued 09/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/01/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
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