Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Christopher Huntley is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Nasdaq Execution Services, LLC, and holds a Series 4 (Registered Options Principal), Series 7 (General Securities Representative), Series 55 (Limited Representative-Equity Trader), Series 57TO (Securities Trader) and Series 63 (Uniform Securities Agent State Law) licenses. Samuel has also been registered with Nasdaq Options Services, LLC, Knight Capital Markets, LLC., Knight Equity Markets, L.P., Carlin Equities Corp. and Ladenburg, Thalmann & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/25/2007 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
09/25/2007 - 04/11/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NJ
12/19/2006 - 07/11/2007
KNIGHT CAPITAL MARKETS, LLC. (JERSEY CITY NJ)
NJ
03/24/2006 - 07/11/2007
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
08/27/2003 - 03/23/2005
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
07/27/2000 - 04/29/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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