Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Paul henry Reid is a licensed securities professional who has been in the industry since October 4, 2013. Robert is currently registered with Roth Capital Partners, LLC in Newport Beach, California and holds the Series 63, SIE, and Series 79 licenses. Robert has 1 approved registration with FINRA and 1 with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
10/05/2013 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 12/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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