Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Otilia? Claim Your ProfileOtilia Del carmen Chen rodriguez is a financial professional with over 17 years of experience in the industry. Otilia is currently registered with Roth Capital Partners, LLC, and has held a Series 66 license since January 2006. Otilia holds a Series 53, Series 4, Series 24, Series 52TO, Series 99TO, Series 79TO, SIE, Series 87, and Series 7 license. Otilia has previously worked at C.K. COOPER & COMPANY, INC. in Irvine, CA. Otilia's expertise spans various areas including investment banking, securities, and operations. Otilia has a proven track record of success in providing a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
10/10/2013 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
10/06/2005 - 08/30/2013
C.K. COOPER & COMPANY, INC. (IRVINE CA)
BOTH
Issued 01/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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