Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nazan? Claim Your ProfileNazan Akdeniz is a financial professional with over 28 years of experience in the securities industry. Nazan has been registered with Roth Capital Partners, LLC since June 2006. Previously, Nazan was employed by SUTRO & CO. INCORPORATED from May 1995 to April 1997. Nazan has a broad range of experience and holds several licenses and registrations including Series 7, Series 9, Series 10, Series 24, Series 55, Series 63, Series 65, and Series 79TO. Nazan is also a registered investment advisor in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
06/28/2024 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
05/09/1995 - 04/17/1997
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
IA
Issued 05/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/24/1997
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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