Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stclair Parris is a financial professional with over 30 years of experience in the securities industry. Michael is currently registered with Nasdaq Execution Services, LLC, which is a broker-dealer registered with FINRA. Prior to joining Nasdaq Execution Services, LLC, Michael worked at several other firms, including NASDAQ OPTIONS SERVICES, LLC, INET ATS, INC., INSTINET, LLC, MAY, DAVIS GROUP INC., H.J. MEYERS & CO., INC., COMMONWEALTH ASSOCIATES, BERKELEY SECURITIES CORPORATION, J. GREGORY & COMPANY, INC., MELBOURNE GSI CORP. and THE STUART-JAMES COMPANY, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2006 - Present
Nasdaq Execution Services, LLC (NEW YORK NY)
NY
05/17/2007 - 04/11/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NJ
09/10/1998 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
NY
02/26/2003 - 06/09/2004
INSTINET, LLC (NEW YORK NY)
NY
01/24/1997 - 03/04/1998
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
06/22/1995 - 03/14/1996
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
02/03/1995 - 06/29/1995
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
09/20/1993 - 02/08/1995
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
NA
09/21/1992 - 09/20/1993
J. GREGORY & COMPANY, INC.
NY
05/29/1992 - 09/25/1992
MELBOURNE GSI CORP. (NEW YORK NY)
NY
01/24/1991 - 06/03/1991
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
CO
09/22/1987 - 11/24/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 10/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Parris is the right advisor for you? Invested Better is here to help.
