Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Moran is a financial professional with over 10 years of experience in the industry. Michael has a Series 7, Series 63 and SIE license and is registered in 27 states. Michael is currently employed by Roth Capital Partners, LLC and is located in Newport Beach, CA. Michael's previous experience includes a role at Wedbush Securities Inc. where he was registered with the firm from 2010 to 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
04/05/2022 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
09/06/2010 - 01/30/2015
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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