Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Beth Gold is a financial professional with over 20 years of experience in the securities industry. Lisa Gold currently holds a Series 7, Series 55, Series 99, and SIE license. Lisa Gold has worked at Nasdaq Execution Services, LLC since 2012 and previously worked at NASDAQ OPTIONS SERVICES, LLC and MOMENTUM SECURITIES, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/26/2012 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
07/26/2012 - 04/08/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NY
10/25/2000 - 09/17/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 10/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2012
Series 99 - Operations Professional Examination
BC
Issued 11/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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