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Joseph George Reagor

Roth Capital Partners, LLC

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About Joseph George Reagor

Joseph Reagor is a registered representative with Roth Capital Partners, LLC. Joseph has been in the financial services industry since June 2010. Joseph is licensed to provide investment advice in California and Nevada. Joseph has passed the Series 63, Series 65, Series 7, Series 86, Series 87, and Series 24 exams. Prior to joining Roth Capital Partners, LLC, Joseph was registered with GLOBAL HUNTER SECURITIES, LLC in Costa Mesa, CA.

Firm Information

Joseph Reagor is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Joseph Reagor’s Registration & Firm History

CA

09/19/2013 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

CA

04/24/2012 - 07/15/2013

GLOBAL HUNTER SECURITIES, LLC (COSTA MESA CA)

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Licenses & Designations

BC

Issued 05/08/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/21/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/05/2012

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/23/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph George Reagor.
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