Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John casey? Claim Your ProfileJohn casey Ohara is a financial professional with over 16 years of experience in the industry. John casey Ohara is currently registered with Roth Capital Partners, LLC as a registered representative. Previously, John casey Ohara has held positions at MKM PARTNERS LLC, FBN SECURITIES, INC., PRIME EXECUTIONS, INC., PPG WEST LLC, PHOENIX DERIVATIVES GROUP, LLC, MF GLOBAL INC., CONCEPT CAPITAL MARKETS, LLC, SANDERS MORRIS HARRIS INC., BLOOMBERG TRADEBOOK LLC, and HENNION & WALSH, INC.. John casey Ohara holds FINRA Series 3, 7, 63, and 87 licenses and the SIE exam. John casey Ohara is currently licensed in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CT
01/31/2023 - Present
Roth Capital Partners, LLC (STAMFORD CT)
CT
05/29/2018 - 01/31/2023
MKM PARTNERS LLC (STAMFORD CT)
NY
05/20/2013 - 05/14/2018
FBN SECURITIES, INC. (NY NY)
NY
05/01/2013 - 05/16/2013
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
02/13/2013 - 05/16/2013
PPG WEST LLC (NEW YORK NY)
NY
11/15/2011 - 05/16/2013
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
NY
11/01/2010 - 10/06/2011
MF GLOBAL INC. (NEW YORK NY)
NY
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/02/2010 - 11/02/2010
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
02/14/2007 - 03/03/2010
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NJ
09/21/2005 - 02/02/2006
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 10/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/02/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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