linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jane L Lee

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jane? Claim Your Profile

About Jane L Lee

Jane L. Lee is a financial advisor with Cetera Investment Services LLC, a firm that is not registered with the SEC as an investment advisor. Jane has been in the industry since 1999. Prior to joining Cetera Investment Services LLC, Jane worked for Foresters Financial Services, Inc. and MetLife Securities Inc. Jane is licensed in Colorado and Washington and holds the Series 6, 7, and SIE licenses.

Firm Information

Jane Lee is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jane Lee’s Registration & Firm History

CO

06/20/2019 - Present

Cetera Investment Services LLC (GREENWOOD VILLAGE CO)

CO

08/01/2017 - 06/21/2019

FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)

CO

07/12/2012 - 06/16/2017

FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)

MA

09/23/1991 - 07/29/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/23/1991 - 07/29/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

AZ

11/19/1989 - 12/11/1990

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

12/17/1986 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/20/1985 - 12/16/1986

MULTI-FINANCIAL SECURITIES CORPORATION

Not sure if Jane L Lee is right for you?

Licenses & Designations

BC

Issued 07/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jane L Lee.
Not sure if Jane L Lee is right for you?