Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Egan Frank is a registered investment advisor representative with Roth Capital Partners, LLC, located in NEWPORT BEACH, CA. Jacob Egan Frank has been in the industry since 2009. Jacob Egan Frank is also a registered investment advisor representative with ROTH Canada, Inc.. Jacob Egan Frank is licensed to provide advisory services in CA. Jacob Egan Frank holds the following licenses: Series 66, SIE, Series 79, Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
04/13/2012 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
03/05/2008 - 07/20/2010
WELLS FARGO INVESTMENTS, LLC (ANAHEIM CA)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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