Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Kouvelas is a financial advisor with over 18 years of experience in the industry. Gregory is currently registered with Roth Capital Partners, LLC in Newport Beach, CA and has previously worked for National Securities Corporation, GRAVITAS CAPITAL INTERNATIONAL INC., WUNDERLICH SECURITIES, INC., SEVEN HILLS PARTNERS LLC, INNOVATION ADVISORS LLC, ING BARINGS LLC, and BANCAMERICA ROBERTSON STEPHENS. Gregory holds a Series 63, Series 24, Series 79TO, SIE, and Series 7. Gregory is registered in California and Indiana. Gregory specializes in distribution of sell-side research reports/corporate access and solicitor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
04/05/2021 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
FL
07/18/2017 - 04/21/2021
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
04/14/2016 - 08/28/2017
GRAVITAS CAPITAL INTERNATIONAL INC. (San Mateo CA)
CA
01/29/2014 - 02/29/2016
WUNDERLICH SECURITIES, INC. (San Francisco CA)
CA
08/22/2011 - 05/19/2014
SEVEN HILLS PARTNERS LLC (SAN FRANCISCO CA)
IL
03/16/2006 - 07/26/2011
INNOVATION ADVISORS LLC (CHICAGO IL)
NY
07/21/1998 - 03/17/2000
ING BARINGS LLC (NEW YORK NY)
CA
12/24/1997 - 06/05/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
BC
Issued 08/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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