Unclaimed
Gary Offner is a registered representative with Nasdaq Execution Services, LLC, a broker-dealer firm. Gary has been in the securities industry since February 26, 2008. Gary holds the Series 7, Series 24, and SIE licenses and has been registered with FINRA since June 2, 2017. Gary was previously employed at Morgan Stanley & Co. LLC from September 4, 2006, to December 9, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/02/2017 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
09/04/2006 - 12/09/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 11/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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