Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Thomas Coughlin is a registered representative with Nasdaq Execution Services, LLC, a FINRA-registered broker-dealer. Edward is also a registered principal with the firm. Edward has been in the securities industry since July 1992. He holds a Series 3, 7, 24, 4, 55, 57, 63, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/11/2013 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
07/24/2013 - 10/30/2015
EXECUTION ACCESS, LLC (NEW YORK NY)
NY
06/11/2013 - 04/08/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NY
02/05/2013 - 05/16/2013
NFP SECURITIES, INC. (HAUPPAUGE NY)
NY
06/24/2009 - 02/04/2011
SURGE TRADING INC. (NEW YORK NY)
NY
01/22/1992 - 07/07/2009
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NA
02/21/1985 - 09/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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