Unclaimed
Donald Skrdlant is a Financial Advisor at Roth Capital Partners, LLC, a firm that has been in business for 28 years. Donald is registered with FINRA as a General Securities Principal, Financial and Operations Principal, and has passed the Series 7, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
10/27/1995 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 02/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/30/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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